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2 Apr 2024, 1:03 pm
In 2023 alone, the U.S. [read post]
28 Jul 2008, 11:26 am
Swiss bank UBS has suspended David Shulman, head of its U.S. fixed income unit, amid state and federal probes of sales of auction-rate securities, The Wall Street Journal reported. [read post]
27 Dec 2010, 1:32 pm
Volume may have been light on the New York Stock Exchange on Monday after the city was blanketed by 20 inches of snow -- but at least there was trading. [read post]
19 Oct 2010, 3:56 am
Pierre-Henri Flamand, the former London-based head of Goldman Sachs's Principal Strategies group, has raised more than $1 billion in capital and commitments for his new hedge fund, Edoma Capital, MarketWatch reported. [read post]
11 May 2011, 9:51 am
My advice to Raj would be get his lawyer to negotiate the best Club Fed he can and then use the years to get in the best shape he's ever been in. [read post]
31 Jan 2012, 6:58 pm
Prosecutors are said to be preparing criminal charges against former Credit Suisse trading, accusing them of defrauding investors by mispricing mortgage securities. [read post]
2 Dec 2012, 6:59 pm
Glenn Hadden, who is now head of the global interest rates desk at Morgan Stanley, is under investigation over his trading in Treasury futures while at Goldman Sachs, according to a regulatory filing. [read post]
7 May 2013, 2:00 pm
The SEC charged four individuals with ties to Direct Access Partners (DAP), a New York City brokerage firm, in a scheme involving millions of dollars in illicit bribes paid to a high-ranking Venezuelan finance official to secure the bond trading... [read post]
26 Apr 2011, 5:33 pm
At the insider trading trial of Raj Rajaratnam, meanwhile, jurors asked the judge to replay nine secretly recorded phone conversations of the Galleon Group's chief. [read post]
15 Sep 2011, 6:43 pm
A rogue trading case at UBS, with its $2 billion in losses, has raised questions about the oversight of banks in Europe. [read post]
16 Nov 2023, 9:00 pm
In its efforts to crack down on cryptocurrency-related tax evasion, the Internal Revenue Service (IRS) has relied heavily on “John Doe” summonses in recent years. [read post]
8 Apr 2012, 12:05 pm
The SEC obtained a court-ordered freeze of the assets of six Chinese citizens and one British Virgin Islands entity charged with insider trading in Zhongpin Inc., a China-based pork processor whose shares trade in the U.S. [read post]
26 Feb 2013, 5:00 am
In the latest development in an SEC lawsuit filed Friday, February 15, U.S. [read post]
8 Aug 2011, 6:13 pm
All across Wall Street, investors digested the downgrade of the United States credit rating. [read post]
12 Oct 2011, 11:09 am
Michael Kimelman, whom the government placed at the outer edge of Raj Rajaratnam's insider-trading circle, was sentenced to two and a half years in prison. [read post]
25 May 2010, 6:00 pm
A federal grand jury has indicted Christian Leon Kis, 39, of Hendersonville, Tennessee, charging him with two counts of mail fraud and one count of money laundering. [read post]
7 Jul 2008, 5:18 pm
APP Pharmaceuticals may have tipped its hand about its impending sale to German rival Fresenius. [read post]
24 Jan 2008, 9:05 am
The real estate investors packing the Renaissance Hollywood Hotel in Los Angeles don't have to worry about interest rates, exploding mortgages and foreclosures. [read post]
18 Jan 2007, 11:25 am
A lawsuit filed by former New York Stock Exchange seatholders against the exchange has gotten some backing, The New York Post reported Thursday. [read post]
30 Jan 2012, 4:19 am
A judge in London set a September trial date for Kweku M. [read post]
