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6 Jun 2012, 2:00 pm
After earning his law degree at Columbia Law School in New York City he went to work for a prominent Wall Street firm. [read post]
6 Jun 2012, 9:49 am
The GAO report was a product of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which required the GAO to study the SEC’s oversight of FINRA. [read post]
6 Jun 2012, 9:49 am
The GAO report was a product of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which required the GAO to study the SEC’s oversight of FINRA. [read post]
5 Jun 2012, 8:19 am
These can be paid for by ending the subsidies Republicans protect, shutting down corporate tax havens, and fair taxes on Wall Street speculation and the rich. [read post]
5 Jun 2012, 8:14 am
(AGEL), a Nevada corporation that purportedly managed assets. [read post]
5 Jun 2012, 8:14 am
(AGEL), a Nevada corporation that purportedly managed assets. [read post]
4 Jun 2012, 11:57 am
Last week, however, the Wall Street Journal reported a study showing that those fears may be overblown. [read post]
1 Jun 2012, 5:06 am
by Suzy Khimm in the Washington Post Many of the Occupy wonks once worked on Wall Street, and some of them still do. [read post]
31 May 2012, 11:46 am
The two regulators have partially attributed this to the Dodd-Frank Wall Street Reform and Consumer Protection Act, which doesn’t authorize self-funding despite the fact that SEC Chairman Mary Schapiro, past SEC chairmen, certain senators, and securities lawyers had pressed for it. [read post]
30 May 2012, 5:07 pm
Title II of The Dodd-Frank Wall Street Reform and Consumer Protection Act provides for “orderly liquidation authority” for the FDIC to act as a receiver of failed “systemically important” financial institutions. [read post]
30 May 2012, 1:37 pm
"MAY 27, 2009The Wall Street JournalDrug CEOs Switch Tactics on Reform Pharmaceutical Companies Join Health-Care Overhaul, Hoping to Influence Where Costs Are CutBy JONATHAN D. [read post]
30 May 2012, 11:00 am
The Court acknowledged that Congress has passed the Dodd-Frank Wall Street Reform and Consumer Protection Act, which gives employees a private right of action for double back pay to employees who are fired for furnishing information about violations of the securities laws to the SEC. [read post]
29 May 2012, 6:05 pm
Meantime, Senate Agriculture Committee Chairman Debbie Stabenow (D-Mich.) has written a letter to the heads of the Securities and Exchange Commission, the CFTC, the US Treasury Department, the Federal Reserve Board, the Comptroller of the Currency, and Federal Deposit Insurance Corporation urging them to go ahead and complete its implementation of the 2010 Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
29 May 2012, 12:03 pm
Corporate polluters were too strong, went this argument, the political system was too dominated by money, the public was too confused and apathetic. [read post]
29 May 2012, 8:04 am
The Government has many tools at its disposal to combat and punish mortgage fraud, including the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, the Financial Institutions Anti-Fraud Enforcement Act, and the False Claims Act. [read post]
25 May 2012, 3:13 pm
Her insights on these and other matters appear in the Bureau of National Affairs, Spencer Publications, the Wall Street Journal, the Dallas Business Journal, the Houston Business Journal, Modern and many other national and local publications. [read post]
25 May 2012, 2:50 pm
Whiny Wall Street Democrats, get over it, this is a fight we are taking on. [read post]
25 May 2012, 8:59 am
Facebook may have hid information about weak revenue growth: According to one lawsuit launched since the company went public, Facebook “concealed crucial information” regarding weak revenue growth, failing to disclose a revised revenue forecast, much like Wall Street banks failed to provide key information about mortgage securities they were peddling before the financial crisis. 2. [read post]
25 May 2012, 6:00 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 explicitly directed the CFPB to study the effect of these arbitration clauses on consumer financial markets, and to report its findings to Congress. [read post]
24 May 2012, 11:22 am
Passed by Congress and signed into law 2 years ago, it was supposed to deal a crushing blow to Wall Street's extravagance, even corruption that was behind our 2008 economic crash. [read post]
