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6 Aug 2021, 7:16 am
On September 23, 2020, the SEC adopted several amendments to rules governing the SEC whistleblower program established by the Dodd-Frank Act. [read post]
16 Oct 2023, 6:30 am
For the Balkinization Symposium on Frank Michelman, Constitutional Essentials: On the Constitutional Theory of Political Liberalism (Oxford University Press, 2022)Frank Michelman Warm thanks to good friends for these smart and attentive commentaries. [read post]
15 Oct 2015, 1:21 pm
Eight months after the original agreement, the trial judge was faced with two applications:- (i) The wife’s application for directions for a resumption of the trial (and so, in effect, to set aside the agreement); and (ii) The husband’s application for notice to show cause why the previously approved order should not be sealed. [read post]
9 May 2011, 1:40 am
Since the Dodd Frank Act’s passage last summer, the whistleblower provisions of the Dodd-Frank Act have received a great deal of scrutiny. [read post]
12 Apr 2022, 4:00 am
The Adjudicator’s use of allegory and frank opinion regarding the Applicant’s chances of success were clearly directed at assisting the Applicant to understand that a realistic risk existed in taking the complaint to hearing. [read post]
12 Mar 2019, 1:20 pm
In particular, the Court held: "When a statute gives no clear indication of an extraterritorial application, it has none. [read post]
9 Aug 2016, 9:48 am
Frank explains, “FAFSA requires the income of the parent with whom the student spends more time. [read post]
8 Sep 2010, 1:39 pm
“The majority of the high-risk vulnerabilities involved application and operating system and security software patches that had not been deployed on … computer systems located in Virginia,” reads the report from assistant inspector general Frank Deffer. [read post]
23 Jan 2012, 1:00 am
Rule 75.1 provides that, except in a contested Passing of Accounts, the Applicant shall make a motion, in the same way as under R. 75.06 (Application or Motion for Directions), seeking directions for the conduct of the mediation. [read post]
1 Aug 2022, 5:19 am
We also invite applicants who have expertise in international human rights and interest in directing the Frank C. [read post]
26 Apr 2012, 5:38 pm
Ann Carlson, Rick Frank, and David Pettit (of NRDC) have described this previous decision here, here, and here. [read post]
12 Jan 2011, 11:36 am
. : the legal career of America's greatest president / edited by Roger Billings and Frank J. [read post]
5 Aug 2011, 2:34 pm
I was pleasantly surprised to see Assistant State Attorney Frank George not only appear, but precisely state the law when advocating for enforcement of Judge Strickland’s original sentence. [read post]
21 Aug 2007, 1:16 am
In reading one of Ted Frank's posts yesterday at Overlawyered, I was reminded that I have neglected to blog about a strange case from Washington, Woo v. [read post]
9 Apr 2011, 12:22 pm
In order to ensure the impartial application of the swap execution facility’s admission requirements, the MFA asked the SEC to require the independent directors of the swap execution facility to review all applications from potential participants. [read post]
11 Apr 2018, 6:34 am
Municipal advisers are obligated to register with the SEC pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”). [read post]
10 Oct 2011, 2:34 am
Those investment advisers and others that don’t fall into the described exemptions remain subject to applicable registration and notice filing requirements in Connecticut. [read post]
20 Feb 2023, 9:01 pm
The proposed rule is a re-proposal of a rule that was first proposed in 2011 and is required by section 27B of the Securities Act of 1933[1] (the “Securities Act”), a provision added by Section 621 of the Dodd-Frank Act. [read post]
15 Aug 2013, 7:48 am
The Court provided the following reasons: [11] The application before me, despite being framed as an application for a further discovery, was in reality an application that the examination of the plaintiff continue, both in accordance with R. 7-2(22) and generally, based on production of new material such as the list of special damages, medical records and employment records. [read post]
9 Jul 2018, 3:00 am
Sameer Lalwani, Tanvi Madan, Frank O’Donnell and George Perkovich will discuss Indian and Chinese nuclear and ground force posturing. [read post]
