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19 Apr 2010, 2:33 am
Of course, this cuts both ways, and whether one sees the court as too liberal or too conservative, it's political foundation is firm and predictable. [read post]
10 Jul 2007, 11:56 am
If you or your firm are the victim of misconduct by members of the securities industry, hiring an experienced law firm can increase your chances of recovery. [read post]
8 Mar 2018, 5:26 am
” Based upon applicable securities laws and industry rules and regulations, a stockbroker or financial advisor is prohibited from engaging in conduct that amounts to “selling away,” or selling securities to his or her customers without prior notice to or approval from the broker’s firm. [read post]
30 Oct 2009, 12:56 am
FINRA says that the brokerage firm’s online business model and growing trade volume increased the chances of hacking, identity theft, money laundering, and securities law violations. [read post]
14 Mar 2019, 4:24 am
EU27 investment firms with a branch in the UK that has entered the UK temporary permissions regime may fulfil their UK trade reporting obligations by continuing to make transactions public through an EU APA, where they are obliged to do so; the FCA’s approach to the trading obligation for derivatives is set out in the onshored MiFID II / MiFIR and the associated binding technical standards; and the UK’s approach to bringing the BMR into UK law, including the… [read post]
5 May 2015, 5:03 pm
As underscored most recently by Governor Brown’s April 29, 2015 Executive Order B-30-15, the law, policy and science related to GHGs and climate change are evolving rapidly. [read post]
23 Sep 2018, 4:07 pm
SPG Law is noted for taking on a high volume of claimants on a “no win no fee” basis in such potential litigation, similar action is being take by the firm in relation to the VW emissions scandal. [read post]
25 Mar 2020, 10:16 am
Congressional, executive branch, and government agency information can be deemed confidential or MNPI, and financial firms and other market participants monitoring government information and actions need to be aware that each of the executive and legislative branches as well as government agencies have rules and guidance in place governing confidential and nonpublic information. [read post]
23 Jul 2020, 11:32 am
Through his misuse of anti-merger law against an industry he personally disfavors, Attorney General Bill Barr unintentionally made the case for root-and-branch reform of our merger policy. [read post]
23 Mar 2009, 6:21 pm
- Information specialist Anthony Chan of Quarles & Brady in the firm's blog E-Discovery Bytes What You Don't Know about Web Mail Can Hurt You - Court Rules Employee Web Mail Use Waives Attorney-Client Privilege - New York attorney Jeff Neuburger of Proskauer Rose in the firm's New Media & Technology Law Blog AIG's Lesson for Health Reform: Words Matter - Washington, DC lawyer Ted Mannen of… [read post]
26 Mar 2017, 4:06 pm
Techdirt reports that a US law firm has been fined $71,000 for filing legal claims based on false documents as part of a ‘reputation management strategy. [read post]
26 May 2020, 2:55 am
For the branch offices or any other permanent establishments created by Google Ireland in France, it could claim “permanent establishment discrimination” under Article 22 (4)[14] of the Treaty. [read post]
25 May 2019, 7:19 am
Congress was frustrated by the law because its investigations of executive branch officials and agencies (including the tax agency) required examination of tax return information. [read post]
6 Sep 2011, 5:55 am
Paul is a widely experienced trademark lawyer and is Of Counsel to this firm. [read post]
20 Jul 2023, 5:00 am
The post How to Get a Police Report for a Car Accident in Orangeburg, SC appeared first on Burriss Ridgeway Law Firm. [read post]
18 Nov 2010, 11:40 am
Thank you, Chris Chris CartrettVice President, Sales and Account ManagementLarge and Medium Law Firms Thomson Reuters chris.cartrett@thomsonreuters.com [read post]
21 Nov 2014, 10:47 am
Lindsay’s statement took me by complete surprise, and left me feeling both embarrassed and disappointed that I’d wasted an hour of my audience’s time,” he said.Steve Matthews, president of Vancouver-based law firm web strategy company Stem Legal, says the whole thing appears to be a huge mix-up. [read post]
28 Nov 2012, 2:22 pm
Through Cozen O’Connor Public Strategies, Shari advocates for clients on issues related to energy and sustainability with decision-makers in all branches of local, state, and federal government. [read post]
16 Jul 2019, 6:34 pm
” He is co-chair of the American Bar Association’s Probate & Estate Planning Law Committee of the American Bar Association Solo Small Firm Division. [read post]
18 Nov 2015, 5:53 am
Inc. out of the firm’s New York, New York branch office location. [read post]
