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20 Nov 2015, 3:00 am by Broc Romanek
The highlights include: – 4000 whistleblower during the 2015 fiscal year, an increase of 30% over 2012 – Paid more than $54 million to 22 whistleblowers since 2011 – Paid $37 million in 2015 fiscal year alone – Nearly 50% of award recipients were current/former employees (of which 80% relayed their concerns internally before reporting to the SEC) – 20% of award winners submitted their information anonymously to the SEC through counsel – 20% of the awards were… [read post]
11 Jun 2012, 4:03 am by Broc Romanek
Deal Cube Tournament: Round One; 13th Match As noted in these rules (and keep sending more pics for the next tourney), please vote for two of the following four cubes below: - Ancient Dodecahedronal Cubes (1976 & 1981) - Pink Clear Pig - Suitcase Nuke - Spinning Circles Online Surveys  &  Market Research - Broc Romanek [read post]
5 Dec 2019, 3:00 am by Broc Romanek
Provide your anonymous input in this poll: survey services – Broc Romanek [read post]
5 May 2016, 3:35 am by Broc Romanek
I’m sure I won’t get more refined with age… – Broc Romanek [read post]
15 Aug 2016, 3:32 am by Broc Romanek
Here are some of the latest entries: – Hedge Fund Activism: CEO & CFO Turnover Spike – IPOs: Common SEC Comment Letter Issues – Directors Survey: 50% Evaluated Non-Management Strategies – Women in C-Suite Boost Profitability – XBRL Guidance & Validation Rules Anticipated Later This Year – CEO Succession Planning Disclosure Seems to Matter – Broc Romanek [read post]
5 Sep 2013, 5:20 am by Broc Romanek
- Even More on "Director Access to Attorney-Client Privileged Communications" - Broc Romanek [read post]
9 May 2014, 3:26 am by Kevin LaCroix
” (The Times article quotes Broc Romanek of the TheCorporateCounsel.net  (here) as saying that since most annual meetings are “purely perfunctory,” a remote location “is a clear signal that the company does not respect its shareholders. [read post]
30 Dec 2014, 3:56 am by Broc Romanek
Here are some of the latest entries: – Hemispherx Biopharma Passes As Guinea Pig for Fee-Shifting Bylaw – Cybersecurity: Board Oversight Action Items – New COSO Framework: One Effective Transition Approach – In-House Litigation Counsel: Eligibility for Attorney Fees – Director Survey: Reputation, Cybersecurity & Regulation as Top Risks – CII Issues “Best-in-Class” Board Evaluation Disclosure – Broc Romanek [read post]
5 Sep 2012, 5:34 am by Doug Cornelius
Sources: Proposed Rule SEC Press Release Comment on the Proposed Rule Commissioner Gallagher’s speech Commissioner Aguilar’s speech Liveblogging SEC open meeting on lifting the ban on general solicitation by William Carleton SEC Proposes Rule 506/144A Changes Including Removing General Solicitation Ban by Broc Romanek in The Corporate Counsel .net The SEC (Finally) Issues a Preliminary Rule for Repeal of the Regulation D General Solicitation Requirements by Alexander… [read post]
6 Jun 2014, 2:33 am by Broc Romanek
A new spate of required rulemakings could hinder any plans to act on some or all of the Four Horsemen… - Broc Romanek [read post]