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27 Aug 2013, 6:02 am by Susan McLean
 (It is also worth pointing out that social media is not just for retail banks and consumer-focused FS firms. [read post]
The Illustrative Securitisation SI clarifies that the FCA will be the regulator responsible for making rules relating to the Securitisation Designated Activities save for certain rules that apply to authorised persons by the Prudential Regulation Authority (the “PRA”). [read post]
18 Jan 2013, 8:29 pm by Marty Lederman
On March 26 and 27, the Court will hear oral argument in the same-sex marriage cases, Hollingsworth v. [read post]
3 Apr 2024, 9:03 pm by renholding
Its capital implications keep out of the business many banks and broker-dealers that have long years of custody experience.[6] Moreover, as a consequence of being on the balance sheet, if the custodian fails, these assets could be treated as if they belong to the failed entity, not the customers of that entity.[7] Rules of such broad effect should be set by the full Commission, not by staff answering only to the Chairman. [read post]
25 Jun 2010, 9:22 am by James Hamilton
Excessive risk taking by AIG and certain monoline insurance companies that provided protection against declines in the value of such asset backed securities, as well as poor counterparty credit risk management by many banks, saddled the financial system with an enormous unrecognized level of risk. [read post]
2 Jun 2010, 4:12 am by Mandelman
Merrill Lynch, now part of Bank of America, doesn’t have A single location to call. [read post]
18 Jan 2013, 7:22 am by Marty Lederman
On March 26 and 27, the Court will hear oral argument in the same-sex marriage cases, Hollingsworth v. [read post]
15 May 2018, 8:01 am
"Governments can help by providing effective domestic policy frameworks that include stable macroeconomic policy, non- discriminatory treatment of enterprises, appropriate regulation and prudential supervision, an impartial system of courts and law enforcement and efficient and honest public administration. [read post]
21 Jun 2019, 7:40 am by Astarita
”Today’s rules address four key areas:They establish minimum capital requirements for security-based swap dealers and major security-based swap participants for which there is not a prudential regulator (nonbank SBSDs and MSBSPs). [read post]
21 May 2020, 6:30 am by Sandy Levinson
  The strongest arguments against secession are ultimately prudential or otherwise consequentialist. [read post]
The Wages of Failure paper noted above provides a case study of this divergence in the case of Bear Stearns and Lehman Brothers, the two investment banks that melted down in 2008. [read post]
4 Mar 2011, 5:06 am by admin
  “We ended up selling our apartment for slightly more than the bank evaluated it at,” she said, “so we feel we did pretty well. [read post]