Search for: "Security Financial Fund LLC"
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21 Feb 2019, 2:04 pm
Several of the banks named in Philadelphia’s complaint were also among the banks were sued last year by Edelweiss Fund LLC on behalf of the states of Illinois, Massachusetts, New York, and California. [read post]
21 Feb 2019, 6:31 am
The complaint by the SEC states that Sean Kelly used his companies, Lion’s Share Financial of East Cobb, Inc., Lion’s Share and Associates, Inc., and Lion Share Tax Services, LLC, to raise $1 million from a variety of investors. [read post]
20 Feb 2019, 2:13 pm
Grove Family, LLC,2 City of Novi v Robert Adell Children’s Funded Trust,3 and Township of Grosse Ile v Grosse Ile Bridge Co.4 Last, the UCPA (the procedural statute applicable to all condemnation actions in Michigan) provides that a condemning agency’s finding of necessity will only be reversed for “abuse of discretion, error of law, or fraud. [read post]
20 Feb 2019, 12:27 pm
In October 2017, Bertsch allegedly solicited an investor to purchase a promissory note relating to the Woodbridge Group of Companies LLC, a purported real estate investment fund. [read post]
20 Feb 2019, 10:13 am
According to the SEC’s complaint, originally filed in October 2018, Blockvest and its promoter claimed that they were planning to raise funds through an ICO for several financial products that would generate passive income and double-digit returns. [read post]
19 Feb 2019, 3:02 am
Ringgold, alleging that that they were planning to raise funds through an initial coin offering for financial products that would generate double-digit returns based on misrepresentations about the firm’s regulatory status. [read post]
18 Feb 2019, 2:34 pm
Indeed, the definition of “security” under Section 2(a)(1) of the Securities Act of 1933 (and the nearly identical definition under Section 3(a)(10) of the Exchange Act of 1934) includes not only a number of specific types of financial instruments, such as notes, bonds, debentures and stock, but also broad categories of financial instruments, such as evidences of indebtedness and investment contracts. [read post]
15 Feb 2019, 12:45 pm
FINRA states in a Letter of Acceptance, Wavier & Consent, that between July 2016 and December 2017, Powell allegedly solicited investors to purchase promissory notes relating to the Woodbridge Group of Companies LLC, a purported real estate investment fund. [read post]
15 Feb 2019, 6:14 am
Fund Manager Directive, Earnings management, Engagement, ESG, F&C Management, Fund managers, Hedge funds, Institutional Investors, Management, Mergers & acquisitions, Proxy contests, Shareholder activism, Shareholder voting Is There a First-Drafter Advantage in M&A? [read post]
13 Feb 2019, 2:30 pm
Our Texas securities attorneys have found that retaining your own lawyer increases your chances of financial recovery. [read post]
11 Feb 2019, 11:00 am
In January, investors who had entrusted their money to Statim and Meyer filed a proposed class action securities fraud lawsuit against the hedge fund, Opus Fund Services USA LLC, Meyer, and his father-in-law Dr. [read post]
11 Feb 2019, 9:44 am
Your typical stock or mutual fund offers 1%-2% commission. [read post]
11 Feb 2019, 6:37 am
With investor funding secured, Infinnium is actively working on the completion of its first software product, ObscurePI, which is scheduled for release in the spring. [read post]
8 Feb 2019, 7:43 am
Zamansky LLC is a New York law firm which represents investors in court and arbitration cases against securities brokerage firms and issuers. [read post]
8 Feb 2019, 6:04 am
Potential Changes to Fund of Funds Arrangements Posted by Thomas Hiller, Brian McCabe, and Edward Baer, Ropes & Gray LLP, on Friday, February 1, 2019 Tags: Exchange-traded funds, Investment advisers, Investment Advisers Act, Investor protection, Risk management, SEC, SEC rulemaking, Section 12(d), Securities regulation The Latest on Proxy Access Posted by Holly J. [read post]
8 Feb 2019, 4:23 am
SEC Obtains Preliminary Injunction Against Blockvest LLC and Its Founder for Making Fraudulent Offers of Securities in Reconsideration of Earlier Order (SEC Release)https://www.sec.gov/litigation/litreleases/2019/lr24400.htmIn a Complaint filed in the United States District Court for the Southern District of California, the SEC alleged that Blockvest LLC and its founder Reginald Buddy Ringgold, III aka Rasool Abdul Rahim El planned to raise funds through an… [read post]
5 Feb 2019, 12:20 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
5 Feb 2019, 12:07 pm
In MBP Collection LLC v. [read post]
4 Feb 2019, 2:18 pm
In their securities arbitration claim, the Snows sought compensation from Boggs, First Allied Securities, First Allied Advisory Securities, and American Retirement Solutions of Louisiana, LLC. [read post]
1 Feb 2019, 10:53 am
Massachusetts is investigating allegations that 63 broker-dealer firms may still be selling private placements in GPB Capital Holdings LLC after the firm temporarily stopped raising funds. [read post]
