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18 Jul 2019, 3:02 am
Last week, the House Financial Services Committee debated five draft bills that would require companies to disclose information about climate change risk, political contributions and other ESG topics (you can also watch this week’s committee markup). [read post]
16 Jul 2019, 10:18 am
This case is a reminder for investment advisers to only use soft-dollar credit to pay for disclosed expenses. [read post]
16 Jul 2019, 6:12 am
(Under section 19(4) of the Act, in the case of a complaint that the broker has breached the code of ethics established by the Minister of Consumer and Business Services, the registrar may refer the matter to the discipline committee. [read post]
16 Jul 2019, 2:25 am
Investment Policy Committee v. [read post]
12 Jul 2019, 3:00 am
Her campaign has gone without an outside polling firm, and says it has no plans to hire one, even though it is standard operating procedure. [read post]
11 Jul 2019, 8:00 am
For example, the rate for international investment managers has increased from 0.275 to 1.8 percent, and the rate that applies to travel agents and tour operators has increased to 0.9 percent.[3] Much more significant increases are slated for January 1, 2020. [read post]
1 Jul 2019, 9:03 pm
Developing and implementing a farm specific produce safety plan is a significant investment.Farm profitability can be a challenge and effective investments in foo [read post]
1 Jul 2019, 5:00 am
Business continuity and succession planning. [read post]
1 Jul 2019, 1:00 am
Test Claimants in the Franked Investment Income Group Litigation & Ors v Commissioners of Inland Revenue, heard 27 Jun 2019. [read post]
27 Jun 2019, 10:40 am
This is two separate documents, each of which typically names the partner as the main beneficiary, with a plan in case both are involved in a common accident. [read post]
26 Jun 2019, 7:52 am
The US House Financial Services Committee has scheduled a hearing on Facebook’s Libra for July 17, one day after a planned Senate banking committee hearing on the digital currency. [read post]
25 Jun 2019, 12:00 pm
Rosa DeLauro, D-Conn., and David Price, D-N.C., was approved in committee). [read post]
24 Jun 2019, 8:24 pm
That new foundation is based on an embrace of the fundamental tenets of post 1945 economic globalization, and principally the free movement of goods, capital, and investment, along with the managed movement of people. [read post]
23 Jun 2019, 7:00 am
It has the potential to be the most targeted, efficient and results-oriented place to invest resources. [read post]
21 Jun 2019, 6:42 am
Securities and Exchange Commission, on Friday, June 14, 2019 Tags: Capital markets, Exchange-traded funds, Index funds, Investment Company Act, Investor protection, Liquidity, Market conditions, SEC, Transparency Investors Bancorp‘s Impact on Long-Term Incentive Plans Posted by Matthew B. [read post]
21 Jun 2019, 3:05 am
Our Q1 2019 call also included five questions from institutional Tesla investors, Ark Invest and Domini Impact Investments, who both issue ETFs holding Tesla in their portfolios. [read post]
20 Jun 2019, 9:05 pm
Trump ordered federal administrative agencies to evaluate the need for each of their advisory committees and eliminate at least one third of those committees by September 30, 2019. [read post]
19 Jun 2019, 5:27 am
Do you have an example of a business plan you can share? [read post]
17 Jun 2019, 4:00 am
Earlier this month,the House of Commons Standing Standing Committee on Industry, Science and Technology published its report on the Statutory Review of the Copyright Act. [read post]
14 Jun 2019, 6:18 am
Blurred Lines: Government Involvement in Corporate Internal Investigations and Implications for Individual Accountability Posted by Andrew Bauer, Jonathan Green, and Sara D’Amico, Arnold & Porter Kaye Scholer LLP, on Friday, June 7, 2019 Tags: Banks, Deutsche Bank, DOJ, Financial institutions, Financial regulation, LIBOR, Securities enforcement, U.S. federal courts Board Development and Director Succession Planning in the Age of… [read post]
