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Editor's Note: The following post comes to us from Heidi Welsh, Executive Director at the Sustainable Investments Institute (Si2), and is based on a Si2 report. [read post]
30 Jul 2019, 9:28 am
Alpine Securities Corporation, Respondent (FINRA OHO Order)Brooklyn Man Pleads Guilty to Investment Scheme that Defrauded Elderly Victims / Defendant Solicited Money for Purported Investments in Pre-Initial Public Stock Offerings and Used the Funds for Personal Expenses (DOJ Release)Former CEO of Israeli Company Found Guilty of Orchestrating $145 Million Binar... [read post]
7 Jan 2015, 6:41 am by Adam Weinstein
Investors who have suffered investment losses may be able recover their losses through arbitration. [read post]
12 May 2013, 3:02 pm by Cynthia Marcotte Stamer
  In conjunction with this review, most also will find advisable to review the adequacy of their existing policies and plan terms about their program’s investments in company and other stock in light of evolving fiduciary responsibility and other investment rules and enforcement guidance of the Internal Revenue Service as well as the Department of Labor Employee Benefit Security Administration and the Securities and Exchange Commission. [read post]
Editor’s Note: The following post comes to us from Deborah Gilshan, Corporate Governance Counsel at RPMI Railpen Investments, and Catherine Jackson, Corporate Governance Advisor at PGGM Investments. [read post]
4 Apr 2019, 5:41 am
“Sound corporate governance helps businesses attract investment on better terms. [read post]
22 Jan 2021, 12:24 pm by Silver Law Group
(CRD#:12965) of Oakland, CA and Invest Financial Corporation (CRD#:12984) of Appleton, WI. [read post]
26 Jul 2017, 6:05 am
It used to be that asset owners could identify which investment managers “got” ESG investing principles simply by asking whether they had a written ESG policy. [read post]
26 Apr 2008, 9:36 pm
Some entrepreneurs, with the help of their legal and tax advisers, use the LLC or corporation as a tool to minimize taxes, avoid personal liability, and generally help them provide legal cover for their personal and business assets.Asset protection strategies range from the mundane to the exotic. [read post]
24 Feb 2014, 11:26 am by Maira Sutton and Maira Sutton
If you're in the US: use this tool to contact your lawmakers, call your representatives, and help us stop Congress from putting TPP on the Fast Track. [read post]
25 Jul 2023, 10:43 am by Rob Robinson
The KIBIT AI engine, in use by a multitude of large corporate and law firm clients since 2012, has undergone multiple significant upgrades in recent years. [read post]
17 Nov 2009, 2:20 am by Asbestos Litigation
Successful business man Jho Low represents Investment Corporations. [read post]
21 Mar 2011, 12:34 pm
Hedge funds could negotiate the sale of their interest in the SPAC for a premium over their pro rata share of the trust funds, using the threat of withholding their vote, which could in turn defeat a deal in process and force a liquidation of the company and total loss to SPAC founders (who typically had significant investments in the SPAC). [read post]
15 May 2020, 6:02 am
Related research from the Program on Corporate Governance includes Carrots & Sticks: How VCs Induce Entrepreneurial Teams to Sell Startups (discussed on the Forum here), and Do VCs Use Inside Rounds to Dilute Founders? [read post]
30 Mar 2010, 6:22 pm by Kellen
  First, you will need to have corporate or LLC records such as the ones my firm can draft for you. [read post]
8 Apr 2010, 5:37 am by Mae Kuykendall
    The element of desire for a corporate form given to us by our heritage is another reason to be skeptical. [read post]
25 Nov 2013, 5:06 am by Jay Causey
  For the full report on this go to: License to Steal: How the US Chamber of Commerce Forced Arbitration on America. [read post]