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5 Jul 2016, 1:33 pm by Alice Taylor
The Council of the EU and the European Parliament will consider the Delegated Regulation and if neither of them objects, it will enter into force 20 days after its publication in the Official Journal of the EU (OJ). [read post]
The AFM will continue to tolerate the non-compliance with the 20% bonus cap until the Proposal enters into force or as soon as it becomes clear that the legislative change will not be taking place. [read post]
6 Oct 2011, 3:19 pm by Alexander J. Davie
 In a previous installment, I described the first element of the definition; in this installment I will begin to describe the second element, which is that no more than 20% of the fund’s total assets (including committed but not yet invested capital) can be invested in assets that are not “qualifying investments” or “short term holdings. [read post]
20 Apr 2022, 5:32 am
And sustainability is becoming an increasingly influential factor in corporate investment. [read post]
20 Apr 2022, 5:32 am
And sustainability is becoming an increasingly influential factor in corporate investment. [read post]
28 Apr 2011, 2:59 am
"The resolution was introduced by As You Sow, socially responsible investment firms Domini Social Investments and Trillium Asset Management Corporation, along with several religious institutional investors, according to a news release. [read post]
18 Dec 2020, 6:10 am by Michael Geist
It could also use existing tax credit policies that are an essential part of the production sector to mandate that recipients meet new requirements on promotion and adjust current eligibility requirements to make investment by foreign services in Canada even more attractive. [read post]
27 Nov 2011, 12:18 pm
Kleck had been her broker for nearly 20 years, and like WK, she had an overall investment objective of andldquo;income with moderate growth.andrdquo; In September 2004 Kleck sold WH a PDC general partnership unit in the amount of $15,000 when he knew, or should have known, that this elderly woman could not understand the 175-page prospectus, the consent order said. [read post]
29 Jan 2016, 11:54 am by John Jascob
He represented that no more than 20 percent of the fund’s assets would be invested in a single security, and no more than 5 percent in an illiquid security.Losses begin to mount. [read post]
9 Nov 2019, 7:14 am by Alan Rosca
  Said Dispute was settled on June 20, 2016, and originally requested $1,000,000 in Damages, but was ultimately settled for $250,000, FINRA notes. [read post]
9 Nov 2019, 7:14 am by Alan Rosca
  Said Dispute was settled on June 20, 2016, and originally requested $1,000,000 in Damages, but was ultimately settled for $250,000, FINRA notes. [read post]
20 May 2019, 6:16 am
In particular, they are using divestments to fund new investments in technology, products, markets and geographies. [read post]
20 Dec 2016, 1:00 am
Posted by Paul Calluzzo, Queen’s University, on Tuesday, December 20, 2016 Editor's Note: Paul Calluzzo is assistant professor of finance at Queen’s University Smith School of Business. [read post]
20 Mar 2017, 6:11 am
O’Hanley, State Street Global Advisors, on Monday, March 20, 2017 Editor's Note: Ronald P. [read post]
20 Oct 2017, 6:09 am
Posted by Sanford Lewis, Shareholder Rights Group, on Friday, October 20, 2017 Editor's Note: Sanford Lewis is Director at the Shareholder Rights Group. [read post]
20 Jul 2021, 7:42 am by Buckingham
Municipal Income Tax – The temporary COVID-19 withholding rules will be preserved for 2021 and expire beginning in 2022, while the existing 20 day safe-harbor will apply. [read post]