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4 Jan 2012, 3:24 am
" - Broc Romanek [read post]
30 Sep 2019, 2:11 am
Recently, Moody’s issued a framework to help understand key aspects of governance that are incorporated into all Moody’s credit ratings and analysis, including two taxonomies: a private taxonomy, which applies to non-financial corporates, financial institutions, infrastructure, structured finance and certain competitive government-owned enterprises; and a public taxonomy, which applies to sovereign, sub-sovereign and municipal issuers… – Broc Romanek [read post]
11 Dec 2006, 9:59 am
I hadn't realized it was National Downplay-A-Critical-Report Week, though my kids, handing over their first-quarter report cards, seemed well aware.If you'd like to know how some bigshots feel about the report (not the Iraq one, the other one), check out Broc Romanek's summary today on TheCorporateCounsel.net Blog. [read post]
25 Feb 2013, 4:44 am
" - Broc Romanek [read post]
28 Sep 2015, 3:53 am
The operations plan doesn’t cover a partial shutdown if the SEC still has some funds available, which is what happened in 2013… – Broc Romanek [read post]
29 May 2014, 3:44 am
. - Broc Romanek [read post]
22 Mar 2013, 4:17 am
Not Necessarily - Binding Bylaw Proposals for Independent Chairman by Norges Bank - US Proxy Season Review: ESG Proposals - Broc Romanek [read post]
30 Jun 2009, 5:50 am
- Broc Romanek [read post]
21 Oct 2010, 4:37 am
Here are some of the latest entries: - Gadflies Get Press - Proxy Plumbing: First Salvos - Fortune Uses Proxy Democracy to Question Vanguard - Corp Fin to Issue Rule 14a-8 Staff Legal Bulletin Before '11 Season - Proxy Season Review: Majority-Supported Proposals - Broc Romanek [read post]
20 Oct 2011, 3:58 am
- Broc Romanek [read post]
11 Oct 2013, 4:23 am
- Broc Romanek [read post]
12 Sep 2014, 4:16 am
Meanwhile, SEC Commissioner Gallagher has taken the unusual step of writing a report for publication outside the agency’s walls – this report on proxy advisors published by the Washington Legal Foundation… - Broc Romanek [read post]
9 Nov 2017, 3:18 am
Here’s an older piece from Carl entitled “A Short-List of Incentives That Might Get More Folks to Vote Their Proxies…“ – Broc Romanek [read post]
12 Jan 2012, 4:48 am
- Broc Romanek [read post]
24 Sep 2014, 4:15 am
Thanks to David Westenberg of WilmerHale for providing this chart of the SEC’s filing fees over the years: 2015 – $116.20 2014 – $128.80 2013 – $136.40 2012 – $114.60 2011 – $116.10 2010 – $71.30 2009 – $55.80 2008 – $39.30 2007 – $30.70 2006 – $107.00 2005 – $117.70 2004 – $126.70 2003 – $80.90 2002 – $92.00 And don’t forget our new “SEC Filing Fees Handbook“… - Broc… [read post]
5 Feb 2010, 5:59 am
- Broc Romanek [read post]
7 Jul 2016, 3:42 am
(There are 365 days in a year) – “While some golf rounds may serve a valid business purpose, it is unlikely that the amount of golf played by the most frequent golfers is necessary for a CEO to support her firm” – CEOs play more golf the longer they are the CEO – The number of golf rounds a CEO plays is negatively correlated with changes in firm profitability – Overall, higher golf play is associated with a higher probability of CEO turnover – One CEO played… [read post]
26 Dec 2018, 3:42 am
– Broc Romanek [read post]
6 Mar 2013, 4:38 am
- Broc Romanek [read post]
8 May 2014, 4:13 am
- Broc Romanek [read post]
