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4 Mar 2014, 11:52 am
That was true in this case; the plaintiffs were hired by the defendant contractor under a contract between the defendant and the mutual fund and serving as portfolio managers for the various fund entities. [read post]
13 Mar 2011, 3:46 pm
., the parent company of the brokerage firm Securities America, has agreed to pay $27 million to settle claims brought by the firm's customers who purchased private placement investments in Medical Capital and Provident Royalties, two companies which were accused of engaging in a Ponzi scheme by the Securities and Exchange Commission ("SEC"). [read post]
21 Sep 2010, 1:52 am
The entity coverage in public company D&O insurance policies is generally limited just to securities claims. [read post]
8 Dec 2016, 5:43 pm
It is a truth universally acknowledged that a public company D&O insurance practice requires knowledge of the federal securities laws. [read post]
25 Oct 2015, 11:12 am
Fighting Back Against Identity Theft and other information for consumers on how to deter, detect and defend against identity theft IRS resources about how to report phishing. [read post]
1 Dec 2020, 2:31 pm
The November 23, 2020 securities suit complaint, a copy of which can be found here, was filed in the Northern District of California against the company, Silberman, and Morganfeld (the company’s CFO). [read post]
3 Feb 2010, 9:24 pm
The class securities fraud action alleges that the defendant engaged in faulty disclosures related to losses in its high-yield investment portfolio. [read post]
11 Jan 2012, 3:00 am
., Securities Litigation (C.D. [read post]
12 Aug 2009, 3:03 am
Along those lines, on August 6, 2009, Southern District of New York Judge Victor Marrero granted the defendants’ motion to dismiss in the Northern Trust auction rate securities lawsuit. [read post]
29 Apr 2015, 10:37 am
Now the car companies have taken notice. [read post]
13 Sep 2022, 1:34 pm
Defendant MSCHF previously appeared in the national spotlight last year when the company partnered with rapper Lil Nas X to sell modified NIKE shoes, dubbed SATAN SHOES. [read post]
13 Sep 2022, 1:34 pm
Defendant MSCHF previously appeared in the national spotlight last year when the company partnered with rapper Lil Nas X to sell modified NIKE shoes, dubbed SATAN SHOES. [read post]
3 Feb 2015, 4:32 am
During 2014, there were 17 securities lawsuit filed against IPO companies, representing 10% of all filings during the year. [read post]
29 Sep 2009, 2:40 am
The plaintiffs allege that the defendants failed to disclose certain features about the securities and about the auction rate securities marketplace. [read post]
3 Apr 2009, 11:02 am
The report notes that the profile of financial companies sued in 2008 changed from those named as defendants in 2008. [read post]
18 Sep 2009, 8:37 am
On July 30, 2009, the US District Court for the Eastern District of New York approved a $37.25 million settlement of a subprime-related securities class action styled, In re American Home Mortgage Securities Litigation. [read post]
30 Mar 2009, 11:08 am
The company’s offering underwriters were also initially named as defendants, but they were later dismissed from the case (refer here). [read post]
29 Mar 2016, 6:41 pm
It's easy to understand what we mean by protecting security researchers, of course, but what's all this about "interoperability? [read post]
3 Sep 2014, 2:06 pm
This week, there’s lots of concern about cell phone security and phone privacy rights. [read post]
1 Aug 2019, 11:54 am
In the following guest post, Nessim Mezrahi, cofounder and CEO of SAR, a securities class action data analytics and software company, issues a call for reform to address the “confusion” that Cyan has caused. [read post]
