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12 Oct 2007, 2:28 pm
The following was received from the New York Law Journal. [read post]
5 Oct 2007, 9:26 am
A similar infrastructure company, Babcock & Brown Wind Partners, has an exclusive financial advisory contract with its investment manager, and the managing fund has an automatic 25-year contract that can only be broken under extraordinary circumstances like insolvency or a breach in the management agreement. [read post]
10 Sep 2007, 1:03 pm
Invest in ORIGINATE! [read post]
10 Sep 2007, 11:39 am
Invest in ORIGINATE! [read post]
30 Jul 2007, 10:53 am
In a statement issued on the heels of the commissioners' meeting, Social Investment Forum Chairman Tim Smith warned that any new limit on the "rights of investors to participate in the advisory resolution process would trigger a repeat of the contentious 1997-1998 battle in which more than 300 socially responsible investment, religious, labor, and other groups coalesced to oppose an SEC staff plan to gut the shareholder resolution process. [read post]
25 Jul 2007, 3:13 pm
The SEC needs to understand that any new limit on the rights of investors to participate in the advisory resolution process would trigger a repeat of the contentious 1997-1998 battle in which more than 300 socially responsible investment, religious, labor and other groups coalesced to oppose an SEC staff plan to gut the shareholder resolution process by increasing the threshold for reconsideration of resolutions in subsequent years. [read post]
11 Jul 2007, 12:33 pm
Thus, the Fortress Investment Group LLC and The Blackstone Group L.P. are not subject to the substantive provisions of the 1940 Act.The Investment Company Act has two main tests for determining whether an issuer is an investment company. [read post]
2 Jul 2007, 2:40 am
Investment fund managers may be forced to pay higher tax rates on income from their investment funds if a bill introduced in the House of Representatives on Friday, June 22, 2007 becomes law. [read post]
6 Jun 2007, 8:16 am
The protesting board member, Arnaud Ajdler, is a managing director of Crescendo Partners, an investment firm and a large shareholder in the company. [read post]
15 May 2007, 6:12 am
[namely that] it collected from a select group of mutual fund complexes amounts in excess of standard sales loads and Rule 12b-1 trail payments. [read post]
13 Apr 2007, 8:59 am
All three proposals voted on this week were opposed by company management. [read post]
23 Mar 2007, 10:58 am
Proponents include New York City's pension funds, prominent social investment funds, and church groups. [read post]
16 Mar 2007, 9:00 am
Access supporters hailed the "landmark vote" and the "outstanding result" for the new bylaw proposal, which was opposed by the computer company's management. [read post]
15 Mar 2007, 5:12 pm
The big news on Wall Street today: Blackstone Group, the private-investment powerhouse that has managed more than $64 billion, is preparing an IPO. “The rich get richer” has never been truer. [read post]
9 Mar 2007, 7:50 am
Morgan Chase, and Pfizer, have formed a working group with investment fund representatives to discuss the issue. [read post]
9 Mar 2007, 6:49 am
This group is part of the company’s Financial Advisory and Litigation Consulting Services practice. “Dan, Lela and Cliff will be valuable resources for Aon Consulting’s e-discovery clients,” said Jerry F. [read post]
26 Feb 2007, 3:36 pm
The private investor group's long-term investment horizon allows TXU's board, management and the investor group to formulate a long-term strategy to meet TXU customers' needs and to respond to the significant energy challenges in Texas. [read post]
23 Feb 2007, 8:46 am
Smith, senior vice president of Walden Asset Management, a Boston-based fund for socially responsible investing and one of the founding partners of the working group, "but they need to do due diligence to see how it would be put to effect in the U.S. market. [read post]
8 Feb 2007, 7:07 am
Among the other signatories are ABP Investments from the Netherlands; Hermes Equity Ownership Services, F&C Asset Management, the Local Authority Pension Fund Forum, and Shell Pensions Management Services, all from the U.K.; and UniSuper Management from Australia. [read post]
18 Jan 2007, 10:36 am
Externally managed infrastructure vehicles were pioneered by investment banks Macquarie and Babcock & Brown, and usually have external management agreements. [read post]