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2 Aug 2019, 10:48 am
See In re Pre-Paid Legal Services, Inc. [read post]
28 Jun 2010, 5:39 am
It also means that Association board members need to be aware that anti-discrimination laws do apply to their actions and that they need to consider those laws in fulfilling their service on the Association’s board. [read post]
15 Feb 2013, 12:41 pm
” Relying on Wal-Mart Stores, Inc. v. [read post]
14 Dec 2016, 8:46 pm
Angelica Textile Services, Inc. [read post]
16 May 2012, 12:51 pm
Physical Therapy Plus, Inc. [read post]
8 Aug 2017, 6:03 am
Pursuant to the arrangement, Liquor Stores agreed (1) to pay a Dealer Manager a work fee of $100,000 for services rendered in connection with the formation and management of a Soliciting Dealer Group, and (2) a solicitation fee of $0.05 per common share to any member of the Soliciting Dealer Group that facilitated the valid voting by a retail beneficial shareholder of his or her shares in support of each member of the Liquor Store’s slate of directors, to a maximum… [read post]
8 Aug 2017, 6:03 am
Pursuant to the arrangement, Liquor Stores agreed (1) to pay a Dealer Manager a work fee of $100,000 for services rendered in connection with the formation and management of a Soliciting Dealer Group, and (2) a solicitation fee of $0.05 per common share to any member of the Soliciting Dealer Group that facilitated the valid voting by a retail beneficial shareholder of his or her shares in support of each member of the Liquor Store’s slate of directors, to a maximum… [read post]
2 Feb 2008, 2:39 am
FirstComp's underwriters, customer service operators and other staff members are motivated by knowing that they can help people in difficult times. [read post]
8 Feb 2012, 6:23 pm
Doug Kennedy is President of the Kennedy Training Network, Inc. a leading provider of customized training programs and telephone mystery shopping services for the lodging and hospitality industry. [read post]
28 Mar 2023, 12:15 pm
Todd Seymour (Todd Michael Seymour CRD# 3249733) is a previously registered broker and currently registered investment advisor last employed with Raymond James Financial Services, Inc. [read post]
16 Jun 2023, 12:16 pm
“Their efforts ensure our service members, veterans, and their families continue to receive the highest-quality pharmacy benefit commensurate with the service and sacrifice they make for our nation. [read post]
22 Jun 2011, 7:07 pm
Snyder, Senior Managing Director of Rothschild Inc. and Co-Head of Rothschild's Restructuring and Reorganization group; and Joseph M. [read post]
17 Sep 2007, 1:29 pm
In Tiseo Architects, Inc. v. [read post]
14 Jun 2017, 12:43 pm
Thomas, an ex-Woodbury Financial Services Inc. broker who was under investigation for unauthorized product sales. [read post]
29 Sep 2017, 12:26 pm
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Peter Butler (Butler), in January 2017, was terminated by his firm Ameriprise Financial Services, Inc. [read post]
25 Apr 2019, 10:59 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Michael Olinde (Olinde), currently associated with Capital Financial Services, Inc. [read post]
19 Aug 2022, 8:54 am
According to FINRA Disciplinary actions for Aug 2022, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Teresa Gomez UBS Financial Services Inc. [read post]
11 Jul 2012, 1:14 pm
More recently, in Mayo Collaborative Services v. [read post]
14 Jul 2024, 6:35 pm
WCG Clinical Services LLC, C.A. [read post]
22 Nov 2019, 6:59 am
” which, they claim, is a “national not-for-profit” with disabled members “throughout the nation. [read post]
