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2 Oct 2006, 1:52 pm
" concentrates on law firms to the essential exclusion of inhouse legal departments—and if you happened to know that I spent nearly 10 years inhouse at Morgan Stanley/Dean Witter as a securities lawyer, slightly longer than I practiced in firms—I have the answer for you. [read post]
13 Jan 2012, 9:55 am
Morgan Stanley & Co., Inc., Superior Court Case No. [read post]
6 Sep 2012, 3:51 am
Court of Appeal (Civil Division) Eli Lilly & Company v Human Genome Sciences, Inc [2012] EWCA Civ 1185 (05 September 2012) Carey -Morgan & Anor v Sloane Stanley Estate [2012] EWCA Civ 1181 (03 September 2012) French v Carter Lemon Camerons LLP [2012] EWCA Civ 1180 (03 September 2012) High Court (Queen’s Bench Division) McClaren v News Group Newspapers Ltd. [2012] EWHC 2466 (QB) (05 September 2012) High Court (Administrative Court) Perry v Nursing and Midwifery… [read post]
30 Apr 2008, 7:44 am
In addition to the parties, the CAFC has requested oral arguments from two amici: Regulatory Datacorp (RDC) and the “Financial Services Industry” group of seven that includes Bank of America, Morgan Stanley, and Wachovia. [read post]
5 Feb 2018, 1:27 pm
If you were a former employee or a retiree from Abbott Laboratories (ABT), headquartered in Lake Bluff, Illionois, your 401k rollover may have been targeted by financial advisers at brokerage firms like Morgan Stanley, Wells Fargo and LPL. [read post]
6 Feb 2018, 12:39 pm
If so, your 401k rollover was likely targeted by financial advisors at brokerage firms like UBS, Ameriprise and Morgan Stanley. [read post]
24 Sep 2008, 11:41 am
But it's the international institutions that are getting the blame for the failure of the SEC to adequately supervise investment banks (remember that the remaining two i-banks, Morgan Stanley and Goldman Sachs, just agreed to become bank holding companies supervised by the Fed) in yesterday's congressional testimony:the market-wide failure to appreciate and measure the risk of mortgage-related assets, including structured credit products, has shown that neither… [read post]
15 Jul 2010, 6:35 pm
Aguirre has contended that he was fired in 2005 after accusing his supervisors of mishandling an insider trading probe against hedge fund Pequot Capital Management and trying, without success, to interview John Mack, Morgan Stanley’s then chief executive officer, as part of the probe. [read post]
4 Mar 2011, 6:49 am
Morgan Stanley & Co. [read post]
14 Jun 2010, 9:07 am
Morgan Stanley believes that more users will be connected to the Internet via mobile devices than desktop PCs within five years. [read post]
2 May 2008, 7:30 am
A number of proposed class actions have been filed against Citigroup, Merrill Lynch and Morgan Stanley. [read post]
3 Mar 2009, 6:56 am
As a former denizen of Wall Street (Morgan Stanley Public Finance & Chemical High Yield), I can report that just about everyone I worked with knew that the stock market created an irrational focus on the price of equity in the short term -- whining stockholders are the bane of every good business executive with a decent long-term business plan. [read post]
13 Jul 2009, 6:56 am
UBS, reportedly considering the sale of Paine Webber to raise capital, discussed a possible sale with Morgan Stanley late last year. [read post]
11 Jun 2008, 4:59 pm
In April, Morgan Stanley's John Mack, Goldman Sachs' Lloyd Blankfein, Lehman Brothers' Richard Fuld, and Merrill Lynch's John Thain were upbeat about the financial market. [read post]
9 Jan 2009, 9:00 am
With Lehman bankrupt, Bear Stearns and Merrill Lynch reduced to subsidiaries of commercial banks, and Goldman and Morgan Stanley converting to commercial banks (while struggling to remain independent), investment banks as a separate class of financial institutions have disappeared. [read post]
31 Jan 2008, 4:43 am
Subpoenas under the Martin Act have already been sent to Bear Stearns, Deutsche Bank, Morgan Stanley, Merrill Lynch and Lehman Brothers. [read post]
16 May 2019, 10:53 am
Francisco Javier Valenzuela (CRD#: 2786970) is a previously registered broker and investment advisor whose last employer was Morgan Stanley (CRD#:149777) of Tucscon, AZ. [read post]
7 Feb 2019, 7:07 am
His previous employers include Morgan Stanley (CRD #149777), RBC Capital Markets, LLC (CRD #31194) and Ferris, Baker Watts, LLC (CRD #285), also of Frederick, MD. [read post]
2 Sep 2011, 3:14 pm
Morgan Stanley Nomura Holding America Inc. [read post]
26 Mar 2024, 5:59 am
” Chancery had concluded that the conflict was not material because of the small size of Morgan Stanley’s stake in Brookfield relative to its overall portfolio, but the materiality determination has to consider the perspective of the stockholder. [read post]
