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20 Sep 2012, 6:17 am
This was in part the result of initiatives taken in the US to impose reporting requirements on New York Stock Exchange listed companies to file reports in relation to payments made by companies to foreign governments. [read post]
28 Jul 2019, 6:20 pm
Trading or converting cryptocurrency through a California exchange doesn’t make a nonresident owner subject to California income taxes any more than selling stock on the New York Stock Exchange triggers New York income taxes. [read post]
8 Dec 2015, 4:29 pm
Vale’s American Depositary Shares trade on the New York Stock Exchange; however, the complaint does not limit the class on whose behalf it purports to be filed to those persons who bought ADRs on the NYSE. [read post]
26 Jul 2018, 5:22 pm
” Meaning in tomorrow’s newspaper (like the paper edition of the New York Times), the written article would be in the far-right hand column, on the top half of the fold (ok, Millennials, we get it, you have never seen a “paper” New York Times). [read post]
4 May 2014, 5:16 am
From Judge Jed Rakoff in the Southern District of New York to Judge John Kane in the District of Colorado. [read post]
6 Mar 2015, 2:57 pm
Along with submitting the AWC, Citigroup consented to censure and a fine of $3,000,000—paid jointly to FINRA and the New York Stock Exchange (“NYSE”). [read post]
29 Jul 2019, 9:04 am
Cohen supervised market structure, insider trading, and manipulation cases, such as cases involving national stock exchanges, darkpools, retail order handling, and order routing. [read post]
9 Feb 2009, 7:50 am
New York Times business columnist Joe Nocera insists that current economic conditions call for courts to ignore carefully negotiated contracts between sophisticated business entities. [read post]
29 Aug 2012, 12:10 pm
In other institutional investment fraud news, the Securities and Exchange Commission has filed charges against Edward Bronson and his E-Lionheart Associates LLC. [read post]
4 Apr 2013, 1:52 am
As detailed here, in a January 11, 2011 ruling, Southern District of New York Judge Deborah Batts granted the defendants’ motion to dismiss the claims of RBS shareholders who had purchased their company shares on a non-U.S. exchange. [read post]
SEC, DOJ Announce $95 Million Settlement In Bribery Actions Against Deutsche Telekom, Hungarian Unit
5 Jan 2012, 9:15 am
At the time of the alleged violations, the SEC’s complaint said, the companies’ securities were traded through American Depository Receipts listed on the New York Stock Exchange and registered with the commission under 1934 Securities Exchange Act Section 12(b). [read post]
23 Sep 2008, 10:51 pm
In those cases, it appears shareholder approval is needed, much like on the larger US exchanges such as the New York Stock Exchange and American Stock Exchange (this is not true on the OTC Bulletin Board or OTC Pink Sheets).Again, do not take this as for sure, as we have not even finished looking over the regulations and hope to soon. [read post]
5 Jun 2008, 12:09 pm
GSK stock dropped more than $4 a share (almost 8%) on the news, id. [read post]
2 Aug 2019, 1:30 am
Mandatory disclosure obligations vary widely across legal regimes and may be imposed by Congress, government regulators, self-regulatory bodies, or even stock exchanges. [read post]
13 Jul 2010, 10:00 am
" The piano has moved to an expanded pedestrian space in front of 25 Broad St.; the spot was created as part of the City's New York Stock Exchange Security and Design Enhancement Project and funded by the Lower Manhattan Development Corporation. [read post]
2 Mar 2018, 6:09 am
McLeod, Wachtell, Lipton, Rosen & Katz, on Thursday, March 1, 2018 Tags: Appraisal rights, Arbitrage, Delaware cases, Delaware law, Fairness review, In re Appraisal of Dell, In re Appraisal of DFC Global, Merger litigation, Mergers & acquisitions Boardroom Accountability Posted by Michael Garland and Rhonda Brauer, New York City Office of the Comptroller, on Thursday, March 1, 2018 … [read post]
22 Sep 2021, 12:57 pm
The Company intends to list its common stock on the New York Stock Exchange under the ticker symbol “IVT. [read post]
9 Jan 2012, 4:44 pm
Our practice groups and attorneys are regularly ranked among the leaders in New York and nationally by the most respected industry guides, based on client and peer reviews. [read post]
3 Dec 2020, 7:27 am
How London is becoming the epicenter of music publishing as a premium financial asset class New York-based investment fund Round Hill Music Royalty Partners confirmed in November the closure of its third private fund (Round Hill Music Royalty Fund III) and the raising of $291 million on the London Stock Exchange (LSE). [read post]
4 Oct 2014, 11:47 am
Pope having been convicted of Identity Theft in the Third Degree (The New York penal code creates umpteen degrees for every crime imaginable). [read post]
