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4 Apr 2022, 9:01 pm
Thank you. [read post]
29 Oct 2023, 9:01 pm
The preamble, referring to the post-mortem evaluations of the Signature Bank and Silicon Valley Bank (“SVB”) failures conducted by the FDIC and the Federal Reserve Board (the “FRB”), notes that poor governance and risk management practices were contributing factors leading to the failure of those banks.[2] The Proposed Guidelines are generally consistent with and draw from both the Office of the Comptroller of the Currency (the “OCC”)’s… [read post]
28 Jul 2021, 4:42 pm
Authors: Luis Blanquez and Steven Cernak Strong winds of change keep blowing in the antitrust world. [read post]
16 Oct 2023, 9:01 pm
The proposal was issued over two dissents.1 Among the issues the dissents highlighted is that the proposal would seek to impose an enforceable federal overlay on state fiduciary duty standards, which would extend beyond the scope of the Office of the Comptroller of the Currency’s (OCC) governance guidelines2 and of the Federal Reserve Board’s (FRB) governance guidance.3 The proposal also would muddy the waters between board and management… [read post]
29 Nov 2011, 7:57 am
Electronic wage payment offers significant advantages to employers and employees alike. [read post]
26 Jul 2011, 7:00 am
That was also a period, as I remember all too well, when the Office of the Comptroller of the Currency (OCC) had put out some overly restrictive loan-extension collateral and appraisal requirements whose effect was to throw performing loans into default and simultaneously to deny them any access to refinancing with another lender (because at that time, virtually all lenders were under the oversight of OCC). [read post]
6 Mar 2024, 5:59 am
The proposed deal requires shareholder approval, as well as regulatory approvals from the Federal Reserve Board, Office of the Comptroller of the Currency (OCC), and the Federal Deposit Insurance Corp. [read post]
10 Jun 2011, 4:34 am
At the very least, they could have acknowledged what the Office of the Comptroller of the Currency, the federal regulator for our national banks, has said very clearly in the consent orders issued at the end of its investigation, that the banks have engaged in unsafe and unsound practices. [read post]
3 Mar 2019, 9:06 am
In September 2016, fines and penalties totaling $185 million were imposed on the bank, including a $100 million fine by the Consumer Financing Protection Bureau, $35 million penalty to the Office of the Comptroller of the Currency, and another $50 million to the City and County of Los Angeles. [read post]
15 Dec 2011, 7:40 am
Municipal Bond Case As described here, on December 8, 2011, various government agencies announced that Wachovia Bank, N.A. has entered into a series of settlements with the SEC, the Department of Justice, the Office of the Comptroller of the Currency, the Internal Revenue Service, and 26 state attorneys general to pay $148 million related the bank's entry into fraudulent secret arrangements with bidding agents to rig at least 58 municipal bond reinvestment transactions in 25… [read post]
24 Apr 2009, 3:04 am
BofA’s December 30 board minutes reflect that Bernanke was communicating about the deal to the Office of the Comptroller of the Currency, the FDIC, and the "incoming economic team of the new administration. [read post]
2 May 2014, 12:28 pm
Sundquist 13-852Issue: Whether a state can restrict a national bank’s exercise of its fiduciary powers in connection with real property in that state if the bank is authorized to act as a fiduciary by the Comptroller of the Currency and not prohibited from doing so by the (different) state in which the bank is “located” under 12 U.S.C. [read post]
6 May 2019, 12:26 am
No. 11255-VCG [Del Ch Apr. 30, 2019], tells the fascinating story of two individuals — Neil Smith, a seasoned management consultant in the profit improvement field, and Eugene Ludwig, a former U.S. comptroller of the currency and head of a financial services advisory firm — who together formed a Delaware company called Promontory Growth and Innovation, LLC (PGI), to provide management consulting services to financial services companies to enhance earnings and business… [read post]
22 Apr 2016, 3:37 am
The Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency, the Office of the Comptroller of the Currency and the Securities and Exchange Commission are all expected to propose the same new rule. [read post]
1 Apr 2015, 4:39 am
” It is little wonder then that, as stated by the Comptroller of the Currency Thomas Curry in the article, that “We have the independent directors’ attention. [read post]
9 Jul 2023, 9:01 pm
The Recovering Executive Compensation Obtained from Unaccountable Practices (RECOUP) Act, designed to hold senior executives at banking organizations accountable, has broad and unusual bipartisan support, passing out of the Senate Banking Committee by a 21-2 bipartisan vote. [read post]
26 Jul 2018, 9:00 am
This would have interesting legal complications, given that other federal financial regulators such as the Office of Comptroller of Currency have been more active in this area, and given that the extent of the CFPB’s legal authority to institute such reform has not been tested. [read post]
27 Jul 2010, 9:49 pm
This Consumer Advisory, issued by the Office of the Comptroller of the Currency (OCC), describes common scams, suggests ways to protect yourself, provides information on U.S. government loan programs and counseling resources, and lists 10 warning signs of a mortgage modification scam. [read post]
4 Sep 2006, 7:55 am
. § 1818], in the case of (A) national banks, and Federal branches and Federal agencies of foreign banks, by the Office of the Comptroller of the Currency; (B) member banks of the Federal Reserve System (other than national banks), branches and agencies of foreign banks (other than Federal branches, Federal agencies, and insured State branches of foreign banks), commercial lending companies owned or controlled by foreign banks, and organizations operating under… [read post]
11 Jan 2012, 1:39 am
Click to buy from someone on Zazzle.com! [read post]
