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16 May 2011, 11:05 am by Larry Ribstein
  The exception is when the trader knows the information is obtained illegally, as the jury found in the Raj trial. [read post]
28 Jun 2012, 2:09 pm by Elan Mendel
CFTC Proposes Rules to Enhance Identification of Market ParticipantsThe CFTC today approved notice of proposed rules that would enhance its existing position and transaction reporting program by requiring the electronic submission of expanded trader identification and market participant data. [read post]
28 Mar 2018, 6:06 am
Liquidity providers, such as market makers and institutional investors, worry that an informed trader will take advantage of their lack of information. [read post]
17 Dec 2008, 9:47 am
The paper proposes new methods to help large numbers of consumers who have been harmed by a trader's breach of consumer law.The EC clearly feels that consumers in such a situation are not adequately protected under current legislation. [read post]
2 Oct 2008, 2:43 am
CNN has an article detailing a Spanish investigation that uncovered an international network of child pornography traders. [read post]
30 Jun 2009, 6:40 am
Note the limitations: The State Council said early in April that it would allow traders in Shanghai, Guangzhou, Shenzhen, Zhuhai and Dongguan to settle their cross-border business in yuan. [read post]
15 Oct 2010, 12:00 pm by admin
According to an article in the New York Times, a trader named Arthur Schlobohm detected a $160 million Ponzi scheme run by Trevor Cook. [read post]
25 Jun 2012, 1:40 pm by Felix Shipkevich
Bank Downgrades Trigger Call for Central ClearingFollowing the downgrade of 15 major banks’ credit ratings by Moody’s, a group of proprietary traders and hedge funds has renewed its call for mandatory central clearing for OTC derivatives. [read post]
12 May 2011, 5:03 am by Tony Mauro
Inside Trader: After lengthy deliberations, a Manhattan jury found hedge fund mogul Raj Rajaratnam guilty on all counts of conspiracy and securities fraud. [read post]
25 Jun 2012, 1:40 pm by Felix Shipkevich
Bank Downgrades Trigger Call for Central ClearingFollowing the downgrade of 15 major banks’ credit ratings by Moody’s, a group of proprietary traders and hedge funds has renewed its call for mandatory central clearing for OTC derivatives. [read post]
24 Aug 2011, 11:20 am by Steve Bainbridge
The leaked information has sparked concern at the Commodity Futures Trading Commission, which is legally prohibited from releasing confidential information that identifies trader positions and identities. [read post]
12 Dec 2010, 8:00 am by Glenn Reynolds
Manz, Around the Horn: A Trader’s Guide to Consistently Scoring in the Markets and Trade Secrets: Powerful Strategies For Volatile Markets. [read post]
10 Oct 2014, 9:20 am
Investigators, however, have been looking into allegations that traders at a number of large banks colluded to fix the exchange rate to their own advantage. [read post]
16 Aug 2012, 6:48 am
 He might not be the best free trader; he might not be my "perfect candidate"; and his victory might not even ensure a conservative solution to our real entitlement crisis. [read post]
21 Dec 2022, 11:33 am by Kimberly M. Bennett
An individual also may enter the United States in E-1 or E-2 status as an employee of a treaty trader or treaty investor. [read post]
17 Dec 2010, 7:53 am by Larry Ribstein
  The trader can vote shares in a company in which he owns a short position, and so is seemingly at odds with the other shareholders. [read post]
17 Mar 2014, 10:02 pm by Dan Flynn
All found the pathogen in samples of Trader Joe’s Creamy Peanut Butter made with Sea Salt, which were collected from jars in the homes of those who became ill. [read post]
13 May 2016, 6:47 am by Patricia Klusmeyer
Associated persons covered by the amended registration requirement must pass the Series 57 qualification examination and comply with the continuing education requirements applicable to Securities Traders. [read post]
5 Oct 2018, 3:00 pm by Jacob Sapochnick
Citizens of New Zealand now qualify for the E-2 Treaty Trader Investor Visa thanks to a United States–New Zealand partnership recently signed into law. [read post]