Search for: "US Trade and Exchange, LLC"
Results 1561 - 1580
of 1,700
Sort by Relevance
|
Sort by Date
31 Oct 2009, 10:59 am
 What a time not to be able to use the phrase “F#@k Meâ€. [read post]
29 Oct 2009, 9:09 am
Richard Ogrodowski of Goldsmith & Ogrodowski, LLC, based in Pittsburgh, Pennsylvania, U.S.A. [read post]
29 Oct 2009, 8:41 am
Union Pacific responded that this request was unrealistic due to the fact Glow, as an engineer, might be required to operate any one of its 8,000 locomotives; however, Union Pacific offered to purchase seat supports for Glow to use at work and for personal use. [read post]
28 Oct 2009, 11:25 pm
The New York Stock Exchange Regulation Inc. has censured and fined four firms for trade violations. [read post]
28 Oct 2009, 11:12 pm
Plaintiffs were owners of Class A stock of JQH, which was publicly traded (as opposed to Class B stock). [read post]
26 Oct 2009, 2:22 pm
Securities and Exchange Commission continue their probes? [read post]
19 Oct 2009, 6:14 am
In fact, many financial advisors believe that such normative judgments are beyond the scope of a professional opinion, particularly an opinion expressed "from a financial point of view," that typically focuses on the absolute or relative value of businesses and the consideration being paid or received in exchange therefore. [read post]
19 Oct 2009, 1:24 am
Attorney Preet Bharara said it was the largest hedge fund case ever prosecuted and marked the first use of court-authorized wiretaps to capture conversations by suspects in an insider trading case. [read post]
17 Oct 2009, 4:49 am
Tell us about your situation by leaving a message in the Comment Box below or via the Contact Us form. [read post]
10 Oct 2009, 2:36 pm
In that case, the criminal indictment alleged that Childs accepted bribes from traders at Assent LLC in exchange for not reporting their illegal trading to Assent management. [read post]
6 Oct 2009, 5:10 am
FINRA further found that Next Financial's systems and procedures governing variable annuity exchanges were not reasonable and failed to provide adequate guidance about the criteria that should be used when recommending variable annuity exchanges to clients. [read post]
20 Sep 2009, 1:25 pm
On August 26, 2009, the New York Stock Exchange (”NYSE”) filed proposed amendments to its corporate governance listing standards with the Securities and Exchange Commission (”SEC”). [read post]
16 Sep 2009, 6:18 am
Now it's Provident Royalties LLC making news. [read post]
16 Sep 2009, 1:32 am
Kahn say that understanding the potential uses of social networking sites should be considered in litigation. [read post]
11 Sep 2009, 7:55 am
Diamond is accused of misappropriating funds received by over 200 clients who intended that their investments be traded on the foreign exchange market ("FOREX"). [read post]
30 Aug 2009, 3:59 pm
However, for some reason, in all her verbal exchanges with all the usual suspects she was unable to respond with a characteristic witty retort or pointed response. [read post]
27 Aug 2009, 8:55 am
For further information, please contact us. [read post]
26 Aug 2009, 10:15 am
As reported in the Wall Street Journal article, Toys 'R' Us Offers Discounts In Exchange for Used Items Toys R Us was acting because of the large number of recalls in these product categories. [read post]
12 Aug 2009, 10:10 am
" In May, the SEC brought its first case alleging insider trading through the use of credit default swaps, making good on its promise to regulate such products, which played a prominent roll in fall of AIG. [read post]
12 Aug 2009, 4:00 am
Madoff Investment Securities LLC. [read post]
