Search for: "ASSIST FINANCIAL SERVICES INC"
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24 Sep 2013, 10:06 pm
John Parisi, 52, Atlantic City, New Jersey, admitted he conspired to defraud FirstPlus Financial Group Inc. [read post]
3 Nov 2014, 7:42 am
Nationwide, Inc. and New Life Financial Solutions, Inc.; and Nissim N. [read post]
11 Feb 2024, 8:55 am
According to records kept by FINRA, Baron was last employed by Equity Services, Inc. [read post]
6 Jan 2014, 7:39 am
He is a Past Chair of the American Bar Association Business Law Section Consumer Financial Services Committee and a member of the American College of Consumer Financial Services Lawyers. [read post]
5 Feb 2019, 10:46 am
Issuers have remediated such material weaknesses by, among other things, engaging third-party service providers to assist with financial reporting, hiring staff with appropriate accounting and financial reporting knowledge and conducting training related to key accounting policies, internal controls and SEC compliance. [read post]
19 May 2015, 7:55 pm
Rosseau Management Inc. will pay $300,000 to resolve a Medicare billing fraud lawsuit accusing the assisted living facilities owner of letting subcontractor RehabCare Group East. [read post]
4 Apr 2023, 8:03 am
The company originally registered as Peach Street, Inc. before changing its name almost a year later. [read post]
7 Oct 2021, 12:18 pm
He was previously employed with Wachovia Securities, LLC (CRD#:19616), also of Boca Raton, UBS Financial Services Inc. [read post]
24 Apr 2015, 1:38 pm
Attorney Kennedy is President of West Hill Technology Counsel, Inc. [read post]
19 Jun 2018, 6:30 am
Chicago-based Medcor, Inc., the leading health navigation firm, has acquired San Francisco-based Talisman Systems Group, Inc., the leading provider of network management services for workers’ compensation and other industries. [read post]
27 Mar 2018, 5:02 pm
New York.February 23, 2018.Natalie Jean-Baptiste, Plaintiff, pro se.NCO Financial Services Inc & Access Group Inc., Defendants, represented by Michael G. [read post]
15 Jul 2010, 12:44 pm
Best Company, Inc., Moody’s Investors Service, Inc., and Standard & Poor’s Ratings Service. [read post]
26 Oct 2010, 8:16 am
Assistant general counsel Scott Storms, of Duke Energy Indiana, Inc., is in “hot water” for allegedly seeking a job with Duke Energy of Indiana while he served as general counsel of the state’s regulatory commission. [read post]
29 Jan 2008, 4:40 am
Smith, President of AIG Financial Lines Claims. [read post]
18 Jun 2014, 12:21 pm
The only two requirements for consideration are the students be disabled and in need of financial assistance. [read post]
18 Jul 2007, 5:29 pm
UBS Financial Services, Inc. will pay $23.3 million to settle charges by New York's Attorney General of "inappropriately steering" of brokerage customers into fee-based accounts. [read post]
16 Mar 2011, 2:01 am
In addition, three companies (Official Payments Corporation at 888-872-9829, Link2Gov Corporation at 888-729-1040, and RBS WorldPay, Inc. at 888-972-9829) are authorized service providers for purposes of accepting credit card charges from both electronic and paper filers. [read post]
6 Feb 2012, 10:56 am
Before his employment with First Allied Securities, his CRD states that he registered with two other member firms, TD Waterhouse Investor Services, Inc. and Jack White & Company, Inc. [read post]
1 May 2017, 7:26 am
[Petition for cancellation of a registration for the mark ACI INSTITUTE (in standard character and Chinese graphical character form, below) for"printed instructional, educational, and teaching materials in the field of English, math, and standardized test preparation" and for "educational services, namely, conducting 2nd grade through 12th grade courses of instruction and tutorial services in the field of English, math, standardized test preparation, and college… [read post]
13 Feb 2018, 8:00 am
Please seek professional assistance when making investment decisions. [read post]
