Search for: "Advisors Asset Management, Inc"
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23 Feb 2010, 3:00 pm
Today, the law firm filed suit on behalf of an elderly couple from Sun City Center, Florida (80 years old and 75 years old), who claim that they also were victimized by H&R Block Financial Advisors, Inc. [read post]
23 Feb 2010, 3:00 pm
Today, the law firm filed suit on behalf of an elderly couple from Sun City Center, Florida (80 years old and 75 years old), who claim that they also were victimized by H&R Block Financial Advisors, Inc. [read post]
12 Apr 2016, 3:50 pm
Concurrent with its adoption of final regulations implementing these new rules concerning investment advisors and their fiduciary responsibilities, the Rule also adopts certain new Prohibited Transaction Exemptions that define requirements that providers of covered investment advice and the plan fiduciaries that engage them generally will be required after April 7, 2017 to ensure are met for investment advisors to receive commission-based compensation for their services, to sell or… [read post]
12 Apr 2016, 3:50 pm
Concurrent with its adoption of final regulations implementing these new rules concerning investment advisors and their fiduciary responsibilities, the Rule also adopts certain new Prohibited Transaction Exemptions that define requirements that providers of covered investment advice and the plan fiduciaries that engage them generally will be required after April 7, 2017 to ensure are met for investment advisors to receive commission-based compensation for their services, to sell or… [read post]
6 Oct 2017, 6:09 am
Bout and Blaine Martin, Pay Governance LLC, on Friday, September 29, 2017 Tags: Boards of Directors, Compensation committees, Executive Compensation, Incentives, Institutional Investors, Management, Proxy advisors, Say on pay, Shareholder value, TSR Activism and Board Diversity Posted by David A. [read post]
3 Aug 2018, 6:49 am
Cuenca entered the securities industry in 1991 and has been registered with International Assets since January 2018, From September 2008 to December 2017, Cuenca was registered with SII Investments, Inc. [read post]
12 Nov 2019, 10:35 am
Financial Advisor Jun Zhou, The Leaders Group Inc. in Littleton, Colorado Are you concerned about investments with Jun Zhou in Littleton, Colorado? [read post]
28 Oct 2022, 6:30 am
Fairfax (University of Pennsylvania) , on Thursday, October 27, 2022 Tags: board diversity, Board of Directors, Corporate Social Responsibility, dei, Diversity, Long-Term value Assessing the Executive Pay Landscape Ahead of 2023 Posted by Amit Batish, Equilar, Inc., on Thursday, October 27, 2022 Tags: Board of Directors, Disclosure, Executive Compensation, Pay for performance, Proxy advisors, SEC [read post]
5 Oct 2021, 8:54 am
Carey Inc. [read post]
23 Apr 2020, 12:08 pm
Tortoise Midstream Energy Fund Inc, formerly Tortoise MLP Fund, Inc. is a non-diversified, closed-end management investment company. [read post]
20 Jan 2017, 9:23 am
Latest News on CNL Healthcare Properties On January 13, CNL Healthcare Properties, Inc. announced hiring CBRE Capital Advisors, Inc. to assist the board of directors in determining net asset value (NAV) per share as of December 31, 2016. [read post]
23 Dec 2022, 8:27 pm
Arete Wealth Management, LLC. [read post]
13 Jul 2016, 3:05 pm
Bennett from the securities industry for exaggerating her firm’s assets under management and investment performance to drum up business from wealthy clients. [read post]
16 May 2023, 9:18 am
The firm reportedly had $474 million in revenue in 2022, with $23.8 billion in assets under management and 1,052 advisors. [read post]
3 Feb 2010, 6:37 pm
Spheris Inc., a provider of clinical documentation technology and services to hospitals and health systems, voluntarily filed for chapter 11 protection today in Wilmington, Delaware with plans to utilize bankruptcy protection to effectuate a sale of substantially all of its assets to MedQuist Transcriptions Ltd. - its largest competitor - and MedQuist's majority owner, CBay Inc. [read post]
19 Sep 2023, 7:00 am
The firms were Artemis Wealth Advisors, LLC; Trowbridge Capital Partners, LLC; MRA Advisory Group; McElhenny Sheffield Capital Management, LLC; Macroclimate, LLC; Linden Thomas Advisory Services, LLC; Hansen & Associates Financial Group, Inc.; Elm Partners Management, LLC; BTS Asset Management Inc. and Banorte Asset Management, Inc. [read post]
11 Aug 2014, 5:40 am
The law offices of Gana LLP recently filed a securities arbitration on behalf of an investor against JHS Capital Advisors, LLC f/k/a Pointe Capital, Inc. [read post]
26 Oct 2009, 5:38 am
LLC (investment banker and financial advisor) and Loughlin Meghji + Company (crisis managers).In its bankruptcy filing, Capmark listed $20.1 billion in assets against $21.0 billion in liabilities as of June 30, 2009. [read post]
5 Oct 2007, 2:55 pm
In addition to an affiliation with InterSecurities, Inc., the Traynors are reported to have been affiliated with or operated under the firm names of Mariner Financial Services, Western Reserve Life, Association of Professional College Advisors, Inc., College Advisors Group, Inc., LifeTime Advisors, Inc. and LifeTime Advisors Group, Inc. [read post]
22 Apr 2014, 8:22 am
LEAF Asset Management, LLC is a wholly-owned subsidiary of Resource America, Inc., a company that specializes in developing investment funds for outside investors and providing asset management services either by contract or by acting as the manager or general partner of its own sponsored investment funds. [read post]
