Search for: "Agency for Consumer Equity, Inc." Results 141 - 160 of 238
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22 Sep 2016, 4:42 pm by Kevin LaCroix
§ 7243) requires CEOs and CFOs to repay bonuses, incentive- and equity-based compensation, and profits realized on the sale of securities received in the 12 months after the release of financials that later must be restated. [read post]
17 Jun 2016, 6:05 am
Halper, Orrick, Herrington & Sutcliffe LLP, on Monday, June 13, 2016 Tags: Fund litigation, Fund managers, Fund performance, Jurisdiction, Private equity, SEC, SEC enforcement, Securities enforcement, U.S. federal courts Citigroup: Delaware Court on “Holder Claims” Posted by Meredith Kotler, Cleary, Gottlieb, Steen & Hamilton LLP, on Tuesday, June 14, 2016 Tags: Delaware cases, Delaware law, Derivative suits, Disclosure, Fiduciary duties, Fraud-on-the-Market,… [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
10 Jun 2016, 6:15 am
Olson, Gibson, Dunn & Crutcher LLP, on Monday, June 6, 2016 Tags: Board communication, Board evaluation, Board performance, Boards of Directors, Council of Institutional Investors,Disclosure, ISS, Proxy disclosure, Surveys Managerial Performance Incentives and Firm Risk During Economic Expansions and Recessions Posted by Tanseli Savaser, Bilkent University and Elif Şişli-Ciamarra, Brandeis University, on Tuesday, June 7, 2016 Tags: Agency costs, Equity-based… [read post]
9 Jun 2016, 3:28 pm by Kevin LaCroix
  The agency alleged that these statements were likely to mislead consumers. [read post]
20 May 2016, 6:45 am
Posted by Omesh Kini, Georgia State University, on Friday, May 13, 2016 Tags: Agency costs, Agency model, Behavioral finance, Compensation consultants, Conflicts of interest, Executive Compensation, Incentives, Management, Market efficiency Corporate Litigation and Non-Reliance Provisions Posted by Joseph M. [read post]
3 Feb 2016, 10:42 am by Adam Weinstein
These funds hold “junk bonds” or bonds that have been rated below investment grade by the major rating agencies – below BBB. [read post]
8 Dec 2015, 2:22 pm by Ben Vernia
  In many of these cases, the department was instrumental in recovering additional millions of dollars for consumers and state Medicaid programs.The next largest recoveries were made in connection with government contracts. [read post]
5 Nov 2015, 10:55 am by Steven Boutwell
  Power Blocks 1 and 2 are expected to be acquired by Entergy New Orleans and Entergy Arkansas, Inc., respectively. [read post]
27 Aug 2015, 8:02 am by Dbl Law
The system will connect more than 1,000 government agencies, public libraries, K-12 schools, and higher education institutions to the system, which will consume about half of the available capacity. [read post]
29 Jul 2015, 11:30 am
It was at this point that Congress stepped in by passing the Telephone Consumer Protection Act of 1991 (the “TCPA”). [read post]
8 May 2015, 9:18 am by John Elwood
You’ll recall that the petitioner is an ad agency that was sued under the Telephone Consumer Protection Act for its text-message campaign undertaken for the U.S. [read post]
4 May 2015, 9:00 am by WIMS
(c)Waste Information & Management Services, Inc. [read post]
1 May 2015, 9:19 am by John Elwood
” Spokeo, Inc. v. [read post]
29 Apr 2015, 11:37 am
 Plaintiff, an advertising and public relations agency, was hired by Subsidiary 1, a consumer electronics vendor, to provide marketing services. [read post]