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14 May 2021, 8:47 am by Ted Max
[11] FOOTNOTES [1] https://www.whitehouse.gov/briefing-room/presidential-actions/2021/01/25/executive-order-on-ensuring-the-future-is-made-in-all-of-america-by-all-of-americas-workers/. [2] Textile Fiber Products Identification Act, 15 U.S.C. [read post]
27 Apr 2021, 11:23 am by Kevin Kaufman
They have been supplanted by a dramatic rise in the number of pass-through business forms, such as S corporations and LLCs. [read post]
13 Apr 2021, 1:43 pm by Lydia Estep
Oracle America, Inc. in favor of Google by a 6-2 majority, with Barrett not participating. [read post]
6 Apr 2021, 10:58 am by The White Law Group
., a publicly registered non-traded REIT that invests in hotel properties, has disclosed in a filing with the Securities and Exchange Commission that the regulator is conducting an inquiry into the reimbursement of certain expenses to its advisor, Legendary Capital REIT III LLC, as well as its disclosure of reimbursement policies and procedures, according to an article in the DI Wire today. [read post]
4 Apr 2021, 6:08 am by Adams Lee
Though many are grateful that President Biden has avoided the inflammatory trade rhetoric and the unleashing of wave after wave of tariffs by the Trump Administration, many are waiting to see how Biden deals with trade issues generally, and specifically with all of the inherited tariffs. [read post]
25 Mar 2021, 7:50 am by Kevin Kaufman
And because the corporate income tax is the most harmful tax for economic growth, raising the corporate tax rate would not only slow the economy, it would also make the U.S. an outlier once again against our global trading partners. [read post]
18 Mar 2021, 8:09 am by John Jascob
Sal Arnuk of Themis Trading LLC, which acts as a trading agent for large money managers, testified first by saying that the most damaging elements of the meme-stock craze have resulted from: (1) extremely poor investor education; and (2) an “undeniable” conflict of interest presented by the practice of payment for order flow. [read post]
16 Jan 2021, 10:57 pm by Mahmoud Khatib
LEGAL REVIEW The common denominator throughout almost all letter of intent litigation involves two questions: Is the letter of intent binding? [read post]
12 Jan 2021, 2:19 pm by Kevin LaCroix
”[11]  Heightened inspection of class action procedures by Federal Court Judges, with the assistance of Special Masters, has raised the standards of professional practice for all practitioners in the securities class action sphere. [read post]
24 Dec 2020, 8:30 pm by Jim Sedor
Chris Collins, convicted on charges related to insider trading, and former Rep. [read post]
8 Dec 2020, 9:11 am by John Jascob
FMR LLC (2014)), limited its reach (rejecting a broad reading of its anti-shredding provision in Yates v. [read post]
4 Dec 2020, 1:55 pm by Silver Law Group
According to FINRA Disciplinary actions for November 2020, the following individuals were barred from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   John Evans   Wells Fargo Clearing Services, LLC   Foreside Fund Services, LLC   Brendan Feitelberg   United Planners’ Financial Services of… [read post]
13 Oct 2020, 6:50 am by Jeremy T. Rosenblum and Mindy Harris
The Independent Community Bankers of America, a trade association representing community banks, endorses the clear, unambiguous standard set forth in the Proposed Rule. [read post]
8 Oct 2020, 8:56 am by Kristian Soltes
This leaked proposal appeared to provide a clarification about cryptocurrencies in the EU, including stablecoins and security tokens that are in compliance with MiFID, Europe’s Markets in Financial Instruments Directive, which is a trading value, securities market, and investment intermediaries framework. [read post]