Search for: "Asset Funding Group Investments Fund 2, LLC"
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22 Jan 2016, 5:00 am
Parker MacIntyre, LLC provides legal and compliance services to investment advisers, broker dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
28 Jan 2023, 7:32 am
Over the past few years, massive asset managers and financial institutions have increasingly focused on prioritizing ESG factors when making key investment decisions. [read post]
18 Jul 2011, 2:00 am
The new rule provides that a foreign investment adviser, an adviser with a principal office and place of business outside of the United States, qualifies for the exemption if: (1) the foreign adviser has no client that is a U.S. person, except for one or more private funds and (2) U.S. attributable assets managed by the foreign adviser are less than $150 million. [read post]
7 Jul 2023, 1:24 pm
The White Law Group reviews the regulatory history of Wells Fargo Clearing Services, LLC. [read post]
2 Mar 2022, 6:49 am
Russia-related General License 8A, which replaces and supersedes General License 8 (issued with the February 24, 2022, tranche of sanctions on Russian banks), includes Russia’s Central Bank among the list of banks with which US persons may engage in transactions related to energy until June 24, 2022.5 OFAC also issued full blocking sanctions on three of Russia’s key sovereign wealth funds: Russian Direct Investment Fund (“RDIF”), Joint Stock… [read post]
19 Jul 2017, 7:57 am
Compared to traditional investments, such as stocks, bonds and mutual funds, non-traded REITS, are considerably more complex and involve a high degree of risk. [read post]
11 Mar 2022, 1:05 pm
The SEC argued that the crypto assets and loans held by BlockFi constituted “investment securities” that constituted more than 40% of BlockFi’s total assets and therefore that BlockFi was an “investment company” under Section 3(a)(1)(C) of the Investment Company Act. [read post]
28 Jul 2012, 9:55 am
The financial firm managed the hedge funds ThinkStrategy Capital Management LLC and ThinkStrategy Capital Fund. [read post]
5 Sep 2009, 8:00 am
Duane Rath Professor Emeritus of Accounting University of Chicago Booth School of Business Board Member MainStay Group of Funds [read post]
6 Dec 2022, 7:50 am
The REIT allows for monthly redemptions of 2% of net asset value and 5% of NAV in a calendar quarter. [read post]
22 Aug 2012, 1:09 am
Partners, LLC v. [read post]
10 Sep 2012, 5:37 pm
Robert Craddock, on behalf of Rex Venture Group LLC. [read post]
3 Jan 2010, 7:01 pm
Capmark Financial Group Inc. and its affiliates filed their monthly operating report for November with the Delaware bankruptcy court on Thursday. [read post]
29 Sep 2021, 10:40 am
The agency also reportedly broadened the definition of a sophisticated, or accredited, to include people who have professional certifications – such as securities licenses – employees of a private fund who invest in that fund, limited liability companies and family offices with at least $5 million in assets, Indian tribes and spouses of accredited investors. [read post]
28 Mar 2011, 7:02 pm
Trustee together are asking the bankruptcy judge in New York to appoint a Chapter 11 trustee for West End Financial Advisors LLC, the adviser for dozens of funds. [read post]
17 Nov 2010, 8:13 am
A key part of that BGI team was Peter Hand, who over ten years with that firm developed quantitative models to support the investing of billions of dollars in assets. [read post]
21 Sep 2010, 7:09 pm
Laurie Posner (PNC Capital Advisors) 10:00 – 10:30 – Coffee Break (Sponsored by Firm 58) 10:30 – 11:00 – Manager Selection and Portfolio Creation at a Fund of Funds (Sponsored by Ruddy Law Office, PLLC) Speaker To Be Confirmed (The Kenmar Group) 11:00 – 12:00 – Innovations in Investment Products and Marketing Exchange Traded Funds (Sponsored by Michael Coglianese CPA, PC) Tim Pickering (Auspice Capital Advisors… [read post]
12 Apr 2023, 11:39 am
At least five different alleged schemes were related to or based on cryptocurrency assets, including actions involving allegedly fraudulent exchanges, mining platforms, trading, and investment funds. [read post]
9 Oct 2012, 3:53 pm
” Speaking at the Hard Assets Investment Conference last month, Chilton said that bonus systems and incentives create a “poisonous” system in “our financial corporate culture,” compelling individuals to make earning as money as they can as quickly as they can their main priority. [read post]
4 Nov 2010, 5:00 am
So private equity funds that invest directly in hard real estate assets are not giving advice regarding securities. [read post]
