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12 Apr 2023, 8:25 am by paperstreet
They charge 2% of the assets, so if I invest a million dollars, they get, say, $20,000, 2% off the top, and they get 20% of the profits. [read post]
21 Dec 2017, 6:00 am by Doug Cornelius
IA-3693 (October 17, 2013) (notice) and IA-3715 (November 13, 2013) (order) Ares Real Estate Management Holdings, LLC, Investment Advisers Act Release Nos. [read post]
3 Jun 2016, 7:32 am by Mark Astarita
 Fraud charges and an emergency asset freeze against the operator of a $600 million online Pyramid and Ponzi scheme and his company for illegally raising money from more than one million Internet customers nationwide and overseas through the website ZeekRewards.com. [read post]
2 Nov 2014, 11:29 am by Cynthia Marcotte Stamer
  Since the sponsoring company is a party-in-interest of the plan, holding, must less using plan assets to purchase company stock or other activities resulting in the inclusion of company stock among the plan assets held by the plan creates presumptions of impropriety that impose higher than usual burdens upon the plan, its sponsor and fiduciaries to prove the appropriateness of the transaction. [read post]
 Voyager’s counsel offered their view that the crypto assets held on its platform are “assets of the estate” pursuant to the terms of the customer agreements, which authorizes Voyager to hold crypto assets in commingled accounts and to use them on the customer’s behalf.[13] This unresolved issue will likely become critical as Voyager’s bankruptcy case proceeds. [read post]
24 Aug 2020, 4:08 am by Franklin C. McRoberts
Limited Liability Companies Section 102 (u) of the Limited Liability Company Law (the “LLC Law”) defines the term “operating agreement” as a “written agreement of the members. [read post]
28 Feb 2011, 10:34 am by Justin McLachlan
Its most recent summary of its holdings, filed with the SEC in November, listed less than $25 million in assets. [read post]
11 May 2011, 6:51 am by Tomassi Law Associates
Larger companies use Chapter 11 to reorganize or sell their assets. [read post]
22 Sep 2008, 1:20 pm
Simply because the economy runs on credit, financing, and the ability to turn income streams into assets and assets into income streams. [read post]
24 Oct 2013, 6:51 am by Adam Weinstein
Fidelity’s 401(k) plan holds approximately $8.5 billion in assets for more than 50,000 of its employees. [read post]
31 Aug 2020, 7:09 am by Ernest Badway
  The SEC also indicated that limited liability companies (“LLC”) meeting the $5 million asset test are accredited investors, and that their managers were considered executive officers. [read post]
10 Dec 2021, 4:59 am
Walker (The Ohio State University), on Friday, December 3, 2021 Tags: Institutional Investors, Proxy advisors, Proxy voting, SEC, SEC enforcement, Securities enforcement, Securities regulation Statement by Chair Gensler on Holding Foreign Companies Accountable Act Posted by Gary Gensler, U.S. [read post]
23 Apr 2009, 7:17 am
Oppenheimer further represented that Oppenheimer-brokered auction-rate securities were always in demand by customers because they were based on only the highest quality assets and that Ashland would never be left holding illiquid auction-rate securities, according to the Complaint. [read post]