Search for: "Assurance Investments LLC"
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3 Apr 2019, 3:13 am
Rogers convinced two unwilling bidders to participate in the auction by giving assurances that the bidders would not win the auction. [read post]
6 Feb 2018, 12:00 am
Plaintiff alleged that he was “repeatedly assured” that his investments were safe and he would double his money. [read post]
19 Feb 2020, 2:30 am
Cody allegedly lied to his clients, assuring them that their retirement savings were secure, when in fact he knew they were not. [read post]
11 Nov 2011, 1:20 am
Hicks (“Hicks”) and Locust Offshore Management, LLC (“LOM”). [read post]
4 Jan 2016, 6:59 am
The staff initially issued the no-action assurance in 2011, and has extended it several times since.No-action position. [read post]
24 Jun 2018, 5:05 am
Further, it was alleged that ARO Equity assured investors that their money is generally safe or somehow guaranteed but have failed to truthfully inform investors of the fund’s past or present performance. [read post]
13 Oct 2013, 9:15 am
Loans LLC. [read post]
13 Jun 2018, 7:37 am
Prosecutors say he convinced one of his 14 victims to invest $385,000 by assuring her there was no risk and that her principle would be returned within two years. [read post]
22 Sep 2021, 12:57 pm
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois. [read post]
8 Jan 2015, 7:35 am
Lofaro’s assurances, the Claimant alleged that he opened an account with Rockwell in or around August 2013. [read post]
29 Oct 2009, 6:48 am
After meeting with American officials about resuming the imports, China's Agriculture Minister Sun Zhengcai said the importation of US pork will resume and he asked "that the quality of the products be assured [.] [read post]
8 May 2017, 3:27 am
The Non-Tendering Member not only failed to give adequate assurance, but also rejected any obligation to pay off the loan at closing. [read post]
8 May 2017, 3:27 am
The Non-Tendering Member not only failed to give adequate assurance, but also rejected any obligation to pay off the loan at closing. [read post]
12 Aug 2022, 3:19 am
Plaintiffs allege that defendants had an undisclosed scheme to advance the interests of nonparty Karim Hutson and his wholly owned entities over plaintiffs’ interests, that they structured their investments in the relevant real estate projects so that the economic benefits of those projects were diverted to Hutson, and that they failed to disclose their conflict of interest while assuring plaintiffs that their financial interests would be protected (see e.g. [read post]
24 Dec 2019, 7:19 am
AXA Advisors, LLC The Equitable Life Assurance Society of the US Su, Zachary J.P. [read post]
24 Feb 2010, 8:45 am
, MHC Linen Service LLC, River City Cleaners, LLC, Roberts Awning Restoration and Renewal LLC Walter Ray Reinhardt and his companies: First Fidelity Financial of Richmond LLC, Commonwealth Assurity LLC, and Capital Investor Group Inc. [read post]
24 Feb 2010, 8:45 am
, MHC Linen Service LLC, River City Cleaners, LLC, Roberts Awning Restoration and Renewal LLC Walter Ray Reinhardt and his companies: First Fidelity Financial of Richmond LLC, Commonwealth Assurity LLC, and Capital Investor Group Inc. [read post]
2 Jun 2014, 12:10 pm
In Failure to Supervise: An Inside Perspective, securities expert witness Alan Besnoff, Securities Expert Witness & Litigation Support, LLC, writes: What are the steps that a Supervising Principal can and should take to assure adherence to FINRA regulations, the highest of ethical standards, and Supervisory duties are being met? [read post]
1 Aug 2023, 11:55 pm
Investing in Municipal Bonds: What you Need to Know People typically invest in a municipal bond because of the tax benefits they offer, and the fact that they’re generally known for being, “low risk investments”. [read post]
17 Feb 2012, 1:49 pm
Assured Guaranty (UK) Ltd. v J. [read post]
