Search for: "BRIAN MICHAEL SMITH"
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3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch, Pierce, Fenner & Smith… [read post]
1 Jan 2019, 4:08 pm
Its creation was the idea of Brian (Twitch) Gallagher, aka Mr Justice Galley-Proofs, the pre-publication lawyer for newspapers in what is now known as the News Corp stable. [read post]
18 Dec 2018, 11:12 am
First Southwest Michael Giokas Fortune Financial Services, Inc Comprehensive Asset Management and Servicing Travis Marks Wells Fargo Advisors, LLC JP Morgan Securities LLC Richard Minichino Next Financial Group, Inc Wunderlich Securities, Inc Thomas Park Merrill Lynch, Pierce, Fenner & Smith Inc Wells Fargo Clearing Services, LLC Brian Roth The Benchmark… [read post]
18 Dec 2018, 11:03 am
Morgan Securities LLC Virginia Nichols LPL Financial LLC Merrill Lynch, Pierce, Fenner & Smith Inc Michael Nickoli AXA Advisors, LLC NML Investors, LLC Jeffrey Offen Craft Capital Management LLC Salomon Whitney Financial Issac Onu NY Life Securities LLC Wells Fargo Advisors, LLC Michael Resciniti Spartan Capital Securities, LLC First Standard Financial Company LLC… [read post]
17 Dec 2018, 4:05 am
Smith and Robert P. [read post]
10 Dec 2018, 9:05 pm
Bill Smith, assistant administrator; Michael Watts and Keith Gilmore, executive assistants, also attended from FSIS. [read post]
29 Nov 2018, 11:07 am
” Richard Smith of the New Jersey Chapter of the NAACP expressed concern that “the proposed constitutional amendment is an unacceptable step backwards for New Jersey” that “will virtually ensure the voting power of communities of color will be diluted for decades to come. [read post]
29 Nov 2018, 6:22 am
, Wendy Gerwick Couture, James Cox, Michael Kaufman, Donald Langevoort, Ann Lipton, Joshua Mitts, Frank Partnoy, Brian JM Quinn, Joel Seligman, Dean Gordon Smith, James Spindler, Marc Steinberg, Randall Thomas, Robert Thompson, Urska Velikonja, David Webber, and Verity Winship. [read post]
25 Nov 2018, 4:29 pm
Facebook’s pledge of £4.5m to support local journalism in the UK has been critiqued by Verdict and in an INFORRM post by Brian Cathcart. [read post]
12 Nov 2018, 12:07 pm
., Patti Smith had covered "Because the Night" - and here I was definitely in the latter camp. [read post]
11 Oct 2018, 9:01 pm
WRAL – Michael Tackett (New York Times) | Published: 10/10/2018 The race for Kentucky’s Sixth Congressional District between U.S. [read post]
10 Oct 2018, 12:40 pm
John Reed Stark Earlier this week, media reports circulated that this past spring Google had exposed the private data of thousands of the Google+ social network users and then opted not to disclose the issue, in part because of concerns that doing so would draw regulatory scrutiny and cause reputational damage. [read post]
5 Oct 2018, 5:52 am
Richman and Michael L. [read post]
23 Sep 2018, 4:07 pm
The implications of the decision, which clarified the application of articles 8 and 10 of the Convention to determine the propriety of such powers, extend to the recently enforced Investigatory Powers Act 2018, as noted by the Cyberleagle Blog, Press Gazette and Graham Smith via INFORRM. [read post]
14 Sep 2018, 8:00 pm
Ford Robert Ladd Brian Keller Elliot Maza Mark Groussman Michael Brauser John R. [read post]
27 Aug 2018, 6:40 am
Brian L. [read post]
23 Aug 2018, 9:01 pm
Only a fraction was spent reaching voters who could boost the former state lawmaker’s uphill battle against Cindy Hyde-Smith in a November special election that will determine who finishes out Sen. [read post]
15 Aug 2018, 2:59 pm
Asay cdasay BYU Christy Hurt ach_ BYU Gordon Smith professor_smith BYU Ari Ezra Waldman ariezrawaldman Cal Western James Coleman energylawprf Calgary Jassmine Girgis JassmineGirgis Calgary Corporate restructuring Corporate law Contracts Lorian Hardcastle Lorian_H Calgary Health law Ian Holloway LawDeanHolloway Calgary Fenner Stewart fennerstewart… [read post]
10 Aug 2018, 6:11 am
SEC Liability for Social Media Violations Posted by Michael W. [read post]
4 Jul 2018, 1:30 pm
On June 8, Horn Professor Brian Shannon lead a CLE program in El Pas [read post]
