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7 May 2024, 10:06 pm
This means that they have money for bad brokers to misappropriate. [read post]
7 May 2024, 10:03 pm
Our client contends that Centaurus broker Gregory Scott Kinkead made misrepresentations and omissions about the risks involved with real estate investment vehicles. [read post]
7 May 2024, 9:59 pm
” These high-risk junk bonds, issued by GWG Holdings, were marketed and sold by approximately 40 regional brokers to retail investors, including retirees and seniors, all over the United States. [read post]
7 May 2024, 5:59 pm
“I’ve seen a lot of rejections for them,” said Rusty Arrington, a Kansas City-area insurance broker. [read post]
7 May 2024, 8:31 am
Inc., F/K/A Florida Yacht Brokers Assoc., and Yacht Brokers Association of America, Inc. [read post]
7 May 2024, 7:37 am
The post Redfin agrees to pay $9.25M to settle real estate broker commission lawsuits appeared first on Maryland Daily Record. [read post]
7 May 2024, 7:35 am
Customer Complaints and Broker Misconduct All broker-dealers have a responsibility to adequately supervise its employees. [read post]
6 May 2024, 7:03 pm
When brokers abuse client accounts and conduct transactions that violate securities laws, the brokerage firm they are working with may be liable for investment losses. [read post]
6 May 2024, 11:52 am
According to his broker report, Gravelyn has 12 investor disputes filed against him since May of 2023. [read post]
6 May 2024, 11:22 am
Hamas and key mediator Qatar said that invading Rafah will derail efforts by international mediators to broker a cease-fire. [read post]
6 May 2024, 5:16 am
The new rule dovetails with the Regulation Best Interest Rule put in place in 2019 for broker-dealers. [read post]
6 May 2024, 1:53 am
The announcement complicated last-ditch efforts by international mediators, including the director of the CIA, to broker a cease-fire. [read post]
5 May 2024, 11:14 am
This judicial redress has national implications both because the two separate Colorado BEPS laws were modest enactments when compared with much more burdensome (.. if not all but impossible to comply with for many buildings) laws like those in Maryland and because the complaint challenges not only the EUI standards (.. that legal commentators suggest is low hanging fruit) but also greenhouse gas (GHG) intensity that would void the entire field of BEPS as interfering with the express federal… [read post]
5 May 2024, 10:27 am
In 2018, data broker Securus, which sold consumer location data to local police forces, was hacked. [read post]
4 May 2024, 9:03 am
ATC Brokers Ltd., 96 F.4th 1303 (11th Cir. 2024). [read post]
4 May 2024, 4:00 am
Office: 408-245-7700; Broker# 00979413 Pat@SiliconValleyBroker.com The post When a home sale turns into a family tug-of-war appeared first on J&Y Law Firm. [read post]
3 May 2024, 12:31 pm
” These investments were never suitable for individual investors, but that didn’t stop brokers and broker-dealers from selling them. [read post]
3 May 2024, 11:49 am
Kwame Adusei (CRD#: 6166926) is a former broker and investment advisor last employed with Morgan Stanley (CRD#:149777) of Poughkeepsie, NY. [read post]
3 May 2024, 11:22 am
Insurance agents or brokers are not personal financial counselors and risk managers, approaching guarantor status, and it is well settled that agents have no continuing duty to advise, guide, or direct a client to obtain additional coverage. [read post]
3 May 2024, 7:59 am
And so the jury heard about a “sex-tape broker” whom Mr. [read post]
