Search for: "Basic Investors, Inc." Results 141 - 160 of 682
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14 Jun 2010, 12:36 pm by law shucks
Apparently believing the seven-year jail term he is already serving is enough, the SEC gave him what basically amounts to a slap on the wrist: he is enjoined from future violations of 10(b). [read post]
15 Aug 2018, 3:03 pm by zamansky
“The basic truth here is that analysts are a cost center for the brokers who employ them,” according to Mr. [read post]
9 Jul 2021, 5:50 am
Arain, and Reanne Zheng, Jenner & Block LLP, on Wednesday, July 7, 2021 Tags: Basic, Class actions, Fraud-on-the-Market, Goldman Sachs, Reliance, SEC enforcement, Securities enforcement, Securities fraud, Securities litigation, Supreme Court CEO Succession Practices in the Russell 3000 and S&P 500 2021 Edition Posted by Matteo Tonello (The Conference Board, Inc.), Jason D. [read post]
22 Mar 2011, 6:36 am by Rebecca Tushnet
Wi-SKY Inflight, Inc., 2011 WL 862314 (E.D. [read post]
16 Jul 2021, 6:18 am
Magid, and Matthew Karlan, Cadwalader, Wickersham & Taft LLP, on Thursday, July 15, 2021 Tags: Basic, Class actions, Fraud-on-the-Market, Goldman Sachs, Halliburton, Institutional Investors, Pension funds, Securities fraud, Securities litigation, Supreme Court Compensation Disclosures and Strategic Commitment: Evidence from Revenue-Based Pay Posted by Matthew J. [read post]
28 Jan 2020, 8:39 am by Dennis Crouch
’s businesses, including Trimble Transportation, are also combined . . . to report to investors in Trimble [Inc.] [read post]
9 Apr 2013, 7:55 pm by Robert C. White Jr.
The SEC makes it very clear in the Release that the basic premises of Regulation FD are still in place and that public companies must still comply with them. [read post]
22 Mar 2011, 10:57 am by Kevin LaCroix
In particular the Court reiterated its prior statement of the standard for materiality in the   Basic, Inc. v. [read post]
22 Feb 2008, 6:10 am
Page Perry's attorneys are actively involved in counseling investors regarding their subprime investment problems and have brought claims for investors with losses relating to subprimes. [read post]
14 Jan 2015, 1:37 pm by John Jascob
However, all the other requirements attendant in a 10(b) action still apply, the court pointed out, including materiality under Basic, Inc. v. [read post]