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22 May 2014, 4:31 pm
Speakers include Cory Doctorow, Alan Rusbridger, Bruce Schneier, Neil Tennant, Shami Chakribarti, Lord Richard Allan, Baroness Helena Kennedy, Claude Moraes MEP, Ian Brown, Caspar Bowden, Gabrielle Guillemin, and more. [read post]
7 May 2014, 2:28 pm
Bowden, Director of the SEC's Office of Compliance Inspections and Examinations delivered the following remarks on Spreading Sunshine in... [read post]
7 May 2014, 9:06 am
(Everyone is talking about Bowden’s speech.) [read post]
7 May 2014, 7:24 am
There is concern about the statistics cited in Bowden’s speech. [read post]
6 May 2014, 7:53 am
Drew Bowden, the Director of the SEC’s Office of Compliance Inspections and Examinations (These are his views and not necessarily the views of the SEC. [read post]
17 Apr 2014, 4:00 am
Bowden Constitutional Forum constitutionnel Volume 23, Number 1, 2014 (Excerpt: pp. 19, 20) I. [read post]
2 Apr 2014, 4:08 pm
Bowden, Director of the SEC's Office of Compliance Inspections and Examinations, delivered a speech on People Handling Other Peoples’ Money [read post]
21 Feb 2014, 9:30 pm
Richard Kirkland Bowden. [read post]
12 Feb 2014, 4:54 pm
Since then, I've managed to get my mitts on the Order of Justice Robertson, the brief filed by the Nova Scotia Director of Public Safety, the affidavit of Chief Paul, and the affidavit of CyberScan Unit enforcement officer Dana Bowden. [read post]
12 Feb 2014, 10:06 am
We thought it was important to assess advisors’ due diligence processes and to promote compliance with existing legal requirements, including the duty to ensure that such investments or recommendations are consistent with client objectives,” said Drew Bowden, Director of the SEC’s Office of Compliance Inspections and Examinations. [read post]
11 Feb 2014, 5:00 am
“It’s most helpful” when firms begin an exam by educating examiners “about the nature of their business [and] what they’re trying to accomplish from a business perspective,” Portions of the interview are available for your viewing: IA Watch Interviews Drew Bowden, Part 1 IA Watch Interviews OCIE Director Drew Bowden, Part 2 References: IA Watch Exclusive: OCIE Director Drew Bowden talks exam do’s and don’ts, CCO liability… [read post]
11 Feb 2014, 5:00 am
“It’s most helpful” when firms begin an exam by educating examiners “about the nature of their business [and] what they’re trying to accomplish from a business perspective,” Portions of the interview are available for your viewing: IA Watch Interviews Drew Bowden, Part 1 IA Watch Interviews OCIE Director Drew Bowden, Part 2 References: IA Watch Exclusive: OCIE Director Drew Bowden talks exam do’s and don’ts, CCO liability… [read post]
6 Feb 2014, 5:00 am
Cliff Steffes was a trainman at the Bowden Rail Yard for the company and the nephew of Gary. [read post]
4 Feb 2014, 10:43 am
Bowden. [read post]
31 Jan 2014, 5:20 am
Closing Remarks by Drew Bowden, Director, National Exam Program I missed this session. [read post]
24 Jan 2014, 8:09 pm
Bowden then overcorrected, hitting Belks vehicle. [read post]
3 Jan 2014, 4:00 am
Does any Florida State fan think the way Bobby Bowden transitioned out of coaching was handled well? [read post]
23 Dec 2013, 8:49 am
“The compliance outreach program is an important part of the Commission’s initiative to share information about observed risks to assist firms in assessing and enhancing their compliance and control programs,” said OCIE Director Andrew Bowden. [read post]
14 Dec 2013, 3:29 am
The compliance outreach program is an important part of the Commission's initiative to share information about observed risks to assist firms in assessing and enhancing their compliance and control programs," said OCIE Director Andrew Bowden. [read post]
11 Dec 2013, 10:50 pm
Bowden v. [read post]
