Search for: "Brian Dodd"
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26 Mar 2008, 8:31 am
(I dropped my endorsement of Chris Dodd as a result.) [read post]
15 Dec 2023, 6:30 am
Posner, Cooley LLP, on Saturday, December 9, 2023 Tags: SEC, SEC enforcement, Securities fraud, Whistleblowers Reporting Beneficial Owners Under the Corporate Transparency Act Posted by Robert Appleton, Jason Saltsberg, and Brian Roe, Olshan Frome Wolosky LLP, on Sunday, December 10, 2023 Tags: Beneficial Ownership, Corporate Transparency Act, FinCEN, registrant information, US Corporate Transparency Act (CTA) Incentivizing What Matters 2.0: A Cross-Continental Review of… [read post]
4 Jun 2024, 6:28 am
” About the CFTC’s Whistleblower Program The Whistleblower Program was created under Section 748 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. [read post]
4 Jun 2024, 8:52 am
Director of the Whistleblower Office Brian Young encouraged whistleblowers to report to the CFTC. [read post]
15 Jan 2012, 6:36 am
Jean Dodds Dr. [read post]
17 Jan 2012, 4:00 am
Brian Leveson was involved in cases relating to all three. [read post]
17 Nov 2010, 9:45 pm
Dodd (D-Conn.) took banks to the task. [read post]
4 Feb 2022, 5:53 am
Brandes, and Brian J. [read post]
12 Jul 2019, 8:14 am
For one, he characterized his tenure as one that pursued a “recalibration” instead of a “roll-back” of Dodd-Frank Act swaps and derivatives reforms. [read post]
8 May 2013, 3:05 pm
His sons Brian and Jason both graduated from Yale and went on to earn graduate degrees. [read post]
24 May 2013, 9:00 am
Last week, Inspector General Brian D. [read post]
16 Aug 2018, 7:42 am
Commissioner Brian Quintenz supported keeping the threshold at $8 billion—or increasing it to $20 billion—but favored using a risk-based approach rather than a monetary amount. [read post]
27 Dec 2011, 12:00 am
“Dodd-Frank Implementation Faces Strong Congressional Opposition” by Joseph Santo (March 30) Some members of Congress are attempting to moderate the pace of implementation of the Dodd-Frank Act by seeking to limit appropriations for implementing agencies and by introducing legislation to amend or repeal parts of the Act. [read post]
2 Nov 2023, 9:01 pm
“Requiring trading platforms to be registered and overseen by regulators was central to the swaps market reform President Obama and Congress included in the Dodd-Frank Act. [read post]
28 Aug 2014, 1:27 pm
Brian Longe, Chief Executive Officer, Wolters Kluwer Financial & Compliance Services, Minneapolis, Minn. [read post]
11 Oct 2017, 3:24 am
Repeal of Section 1502 (conflict minerals), Section 1503 (mine safety), Section 1504 (resource extraction), and Section 953(b) (pay ratio) of Dodd-Frank. [read post]
25 Nov 2016, 1:01 am
Pay for Performance Alignment in Times of Declining Performance Posted by Jeff Joyce and Brian Lane, Pay Governance LLC, on Sunday, November 20, 2016 Tags: Compensation disclosure, Executive Compensation, Executive performance, Firm performance, Incentives, Institutional Investors, ISS, Management, Pay for performance, Proxy advisors, Proxy voting, Say on pay, Shareholder value, Surveys The Law and Brexit VIII Posted by Thomas J. [read post]
21 Sep 2020, 9:42 am
The Dodd-Frank Act mandated the creation of the CAB to advise and consult with the Bureau’s Director on a variety of consumer financial issues. [read post]
3 Sep 2010, 12:21 pm
A Cross-Country Study of the Impact of Governance and Regulation (July 2009) Brian R. [read post]
7 Oct 2022, 6:30 am
Ellerman, Ira Kay, and Mike Kesner, Pay Governance LLC, on Tuesday, October 4, 2022 Tags: Dodd-Frank Act, SEC, SEC rulemaking, TSR Potential Litigation Risks Associated with the SEC’s Proposed Climate-Disclosure Rule Posted by Nicolas Grabar, Jared Gerber, Charity E. [read post]
