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14 Mar 2016, 3:16 pm by Lax & Neville LLP
Tuchman (“Michelle Tuchman”) for more than $1.3 million in compensatory damages, resulting from Wells Fargo Advisors, LLC’s (“Wells Fargo”) wrongful termination of Bruce Tuchman and illegal conversion of funds from Michelle Tuchman’s brokerage account. [read post]
13 Mar 2016, 9:36 pm by Cody M. Poplin
 Bruce Klingner of Heritage will host a panel discussion with Dr. [read post]
7 Mar 2016, 2:46 am
 Case In PointUnder consideration in today's BrokeAndBroker.com Blog are two Financial Industry Regulatory Authority ("FINRA") Arbitration Statements of Claims: Bruce Howard Tuchman and Michelle H. [read post]
4 Mar 2016, 6:00 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, March 4, 2016 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 26, 2016 to March 3, 2016. 2015 CPA-Zicklin Index of Corporate Political Disclosure Posted by Bruce F. [read post]
5 Feb 2016, 6:24 am by Jim Sedor
New Mexico – Report: Perceptions of cronyism hurt state’s bottom lineNMPolitics.net – Bruce Krasnow (Santa Fe New Mexico) | Published: 1/28/2016 A new report says the perception in New Mexico that moneyed interests gain more advantage through lobbying and tax subsidies is a subtle but negative factor as businesses decide where to expand or relocate. [read post]
2 Jan 2016, 3:31 am by SHG
That was a lie, and Franks quietly dropped Eugene’s name from her promotion as if she never said it. [read post]
28 Dec 2015, 3:46 am by Broc Romanek
In response, I received this note from Downey Brand’s Bruce Dravis: Thanks for flagging new articles on the share buybacks. [read post]
9 Dec 2015, 6:35 am by John Jascob
Bruce Poliquin (R-Me) said the review suggests that FSOC does not believe that the SEC is providing adequate oversight, a role that it has held for 75 years. [read post]
6 Dec 2015, 2:42 pm by Old Fox
The movie is frank about his membership in the American Communist Party, but its makers (director Jay Roach, screenwriter John McNamara) give us not a hint of what that entailed, or how roundly contradicted is Trumbo-the-free-speech-avatar by Trumbo the actual person.Trumbo celebrates the screenwriter’s battle against the blacklist. [read post]
20 Nov 2015, 6:09 am by Doug Cornelius
[More…] SEC’s Piwowar Takes Another Shot at ‘Flawed’ Enforcement Statistics by Bruce Carton in Compliance Week In his remarks this week at the 34th Annual Current Financial Reporting Issues Conference, SEC Commissioner Michael S. [read post]
6 Oct 2015, 12:16 pm by Elina Saxena, Cody M. Poplin
It’s a scary thought, but the Military Times discusses Russia's re-emergence“as America's chief military rival” and considers what a potential war would look like between the two states. [read post]