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Registered Investment Advisor (RIA) Fiduciary Liability Risk
28 Oct 2012, 8:33 pm by Susan Mangiero
Gary J. [read post]
Pension Risk Matters - http://www.pensionriskmatters.com/
Compliance Bricks and Mortar for February 14
14 Feb 2014, 5:48 am by Doug Cornelius
New SEC investor advocate says he has investor-protection genes by Mark Schoeff Jr. in Investment News Mr. [read post]
Compliance Building - http://www.compliancebuilding.com
Unauthorised reproduction and making available of 8-second clips of sports events? A copyright infringement, rules Arnold J
21 Mar 2016, 2:11 pm
 Substantiality: where the investment is foundThis said, Arnold J turned to consideration of what could amount to a substantial part of the works in question. [read post]
IPKat - http://ipkitten.blogspot.com/
SPACs Remain in the SEC’s Crosshairs
24 Apr 2022, 6:11 am
Posted by Derek Dostal, Pedro J. [read post]
Harvard Law School Forum on Corporate Governance - https://corpgov.law.harvard.edu
SPACs Remain in the SEC’s Crosshairs
24 Apr 2022, 6:11 am
Posted by Derek Dostal, Pedro J. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
The Death of Convergence and its Implications for ESG --Anti-ESG Laws in the United States and Markets as a Critical Political and Governance Space
22 Apr 2023, 7:16 pm
The board shall not sacrifice investment returns or assume greater investment risks as a means of promoting collateral social policy goals.Forida is enacting a similar measure (see here). [read post]
Law at the End of the Day - https://lcbackerblog.blogspot.com/
U.S. Government Eases Sanctions on Burma: Authorizes Financial Services and New Investment
12 Jul 2012, 11:09 am by Greg Jacobs
C. [read post]
Global Regulatory Enforcement Law Blog - http://www.globalregulatoryenforcementlawblog.com
SEC Staff Shows New Openness to Closed-End Fund Defenses
12 Jun 2020, 6:06 am
Levine, Shane C. [read post]
The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov
1980s Tax Reform, Cost Recovery, and the Real Estate Industry: Lessons for Today
23 Jul 2020, 5:55 am by Kevin Kaufman
Key Findings Allowing companies to fully and immediately deduct investments in structures is one of the most cost-efficient ways lawmakers can stimulate investment, create jobs, and boost GDP during a post-pandemic recovery. [read post]
Tax Policy Blog - http://taxfoundation.org/blog/
Construing Contracts: Time Periods and "May"
11 Mar 2010, 2:15 pm
Peter J. [read post]
Civil Words - http://yunkerpark.blogspot.com/
FATCA Hedge Fund Compliance Event
9 Jun 2013, 5:54 pm by Hedge Fund Lawyer
Agenda: 4:30 pm – 5:00 pm Registration  5:00 pm – 5:50 pm Panel Discussion 6:00 pm – 8:00 pm Cocktail Reception Moderator: Nate Goodman, Director, Business Development, SS&C GlobeOp Panelists: Kevin J. [read post]
Hedge Fund Law Blog - http://www.hedgefundlawblog.com
Puerto Rico Bond Losses
29 Jun 2015, 4:44 pm by D. Daxton White
Additionally, brokerage firms are required to ensure that all investment recommendations made are suitable in light of the client’s age, investment experience, investment objectives, net worth, and income. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
New Issue: International Studies Quarterly
24 Sep 2018, 5:57 am
Evidence from Internet-Based Microlending Stephen C Nelson & David A Steinberg, Default Positions: What Shapes Public Attitudes about International Debt Disputes? [read post]
International Law Reporter - http://ilreports.blogspot.com/
New Volume: Anuario Mexicano de Derecho Internacional
3 Feb 2015, 3:05 am
David J. [read post]
International Law Reporter - http://ilreports.blogspot.com/
New Issue: American Journal of International Law
21 Dec 2015, 3:02 am
Alexandrov, reviewing Corruption in International Investment Arbitration, by Aloysius P. [read post]
International Law Reporter - http://ilreports.blogspot.com/
Close Balance of Harms Prevents TRO, but Expedited Discovery Granted
22 Feb 2010, 2:45 am by R. David Donoghue
Dec. 22, 2009 (Dow, J). [read post]
Chicago IP Litigation Blog - http://www.chicagoiplitigation.com/
Laches Cuts Lanham Act Jury Award in Half
15 Feb 2019, 3:10 am by R. David Donoghue
., No. 16 C 5387, Slip Op. [read post]
Chicago IP Litigation Blog - http://www.chicagoiplitigation.com/
It's Time to Stop Letting Wall Street Judge Wall Street
1 Feb 2009, 5:23 am
C. [read post]
Investment Fraud Lawyer Blog - http://www.investmentfraudlawyerblog.com/
New Volume: African Yearbook of International Law
23 Aug 2017, 8:30 am
Dossou, Introductory RemarksOliver C. [read post]
International Law Reporter - http://ilreports.blogspot.com/
Caron, Kelly, & Telesetsky: The International Law of Disaster Relief
22 Oct 2014, 3:08 am
Caron (King's College London - Law), Michael J. [read post]
International Law Reporter - http://ilreports.blogspot.com/