Search for: "CONTROL EQUITY GROUP, INC."
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25 Aug 2023, 11:47 am
May 2012 – FINRA censured and fined Woodbury Financial Services, Inc. $45,000 for allegedly failing to establish, maintain and enforce an adequate system to review equity trades for excessive trading. [read post]
10 May 2012, 9:55 am
Beazer Homes USA, Inc. [read post]
28 Jul 2010, 9:46 pm
DLJ Merchant Banking, Inc., C.A. [read post]
16 Jun 2022, 9:05 pm
The Working Group on Securities Disclosure Authority respectfully submits these comments on the Commission’s recent proposal related to mandated, standardized climate-related disclosures for investors. [read post]
16 Jul 2009, 9:35 am
Malcolm Wright, a former officer and director of the debtors (he apparently resigned in January 2009), owns 54% of the equity interests in American Leisure Group. [read post]
29 Nov 2011, 12:29 pm
The 10 largest for-profit chains in 2008 were HCR Manor Care, Golden Living, Life Care Centers of America, Kindred Healthcare, Genesis HealthCare Corporation, Sun Health Care Group, Inc., SavaSeniorCare LLC, Extendicare Health Services, Inc., National Health Care Corporation, and Skilled HealthCare, LLC. [read post]
16 Mar 2021, 2:42 pm
§§ 1551 and 1553 against former offers, directors, and shareholders of Nine West’s predecessor company, The Jones Group, Inc. [read post]
23 May 2010, 12:36 pm
The choice of a Delaware court is not too surprising here given control of the corporation by a private equity group, Brazos Private Equity Partners, LLC, based in Dallas. [read post]
25 Jan 2011, 12:08 am
The company also agreed to pay any taxes that Webb owes as a result of the change in control. [read post]
4 Apr 2007, 6:29 am
Still, Goldman Sachs Group Inc. is a partnership-turned-public-company that is very much in the business of servicing clients and protecting their confidences, and has managed the move well. [read post]
21 Mar 2009, 7:26 am
Biomet, Inc., 901 N.E.2d 37 (Ind. [read post]
11 Jan 2007, 3:25 pm
., Inc. [read post]
12 May 2020, 11:05 pm
Overall, the report noted shorter poison pill durations (37 of 46 expire within one year) and lower trigger thresholds, which ranged from 5 percent to 32 percent, with most trigger thresholds grouped between 5 percent and 15 percent. [read post]
19 Jun 2007, 5:15 am
They did not want to give up control. [read post]
5 Dec 2013, 8:10 am
Florida Entertainment Opinion Management, Inc., No. 12-16868 (9th Cir. [read post]
18 May 2011, 9:25 am
XILINX, Inc. v. [read post]
28 Mar 2007, 2:21 pm
UMG Recordings, Inc. v. [read post]
3 Jul 2009, 8:23 am
Bureau Veritas Holdings, Inc. [read post]
18 Feb 2012, 3:02 pm
Working groups also have been created in the areas of fixed income products and municipal securities, equity market structure and trading, sales and marketing practices, new and structured products, microcap fraud, and valuation. [read post]
23 Jun 2009, 6:16 am
· Beneficial Ownership Reporting: The formation of a nominating group holding in excess of 5 percent of an issuer's equity securities would still be required to be reported under Regulation 13D. [read post]
