Search for: "Capital Management Inc."
Results 141 - 160
of 4,121
Sorted by Relevance
|
Sort by Date
11 Sep 2020, 11:35 am
Roth Capital Partners was the book running manager with Shenwan Hongyuan Securities Limited as co-manager for the offering. [read post]
14 Mar 2014, 3:25 pm
They provided him confidential details about impending announcements at Dell Inc. and Foundry Networks. [read post]
7 Jan 2020, 8:30 am
Prior to joining Dawson James Securities in 2012, Armstrong worked for Aurora Capital LLC and Westpark Capital, Inc. [read post]
19 May 2005, 3:09 pm
Galleon Management LP, Oaktree Capital Management LLC and DB Investment Managers Inc. were alleged by the US Securities and Exchange Commission [official website] to have violated Rule 105 [text], an anti-manipulation rule that the SEC [read post]
7 Apr 2021, 9:12 am
Blue Sage currently has over $400 million of assets under management and seeks to partner with founders, families and management teams as the first round of institutional capital for businesses that enjoy leadership positions in niche manufacturing, environmental solutions or specialty services industries. [read post]
23 Apr 2010, 3:05 pm
Regent Communications, Inc. and Resilient Capital Management, LLC have reached a settlement of Resilient's attempt to have an Official Committee of Equity Security Holders and its challenge to Regent's plan of reorganization. [read post]
5 Dec 2022, 8:26 am
Blackwells Capital Attempts to Replace AR Global as External Manager of GNL According to the DIWire this week, Blackwells Capital LLC, an activist investor, reportedly filed a preliminary proxy statement on Friday to attempt to replace AR Global (Formerly American Realty Capital) as the external manager of Global Net Lease Inc. [read post]
19 Feb 2017, 12:14 pm
According to their website, FS Investments is a leading asset manager founded in 2007 as Franklin Square Capital Partners. [read post]
8 Jul 2020, 8:36 am
According to SEC filings, the company filed a Form D to raise capital from investors in 2014. [read post]
5 Mar 2019, 10:03 am
Avere Financial Group, LLC Axiom Capital Management, Inc. [read post]
1 Jul 2019, 12:43 pm
According to FINRA Disciplinary actions for June 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Andrews, Helen Morgan Stanley Barclays Capital Inc Andreyeva, Tatyana Westpark Capital, Inc Fordham Financial Management, Inc Basarian, Gary Royal Alliance… [read post]
7 May 2019, 7:54 am
Riley FBR, Inc. was co-manager. [read post]
24 Jan 2008, 6:53 am
National Foreclosure Management, Inc., American Home Rescue, Inc., National Property Holding Group, LLC,, The Mortgage Practice, Inc., Southeast Capital Mortgage Company, Barrister Title Services, Inc., GMC Land Services of Florida, Inc., doing business as Richmond Abstract, Inc., Bernard Williams, Wyman F. [read post]
9 Mar 2010, 1:34 pm
Isaac Ovid, a former Chief Executive Officer and Chairman of Jadis Capital, Inc., and former priest of the Local Christian Assembly Church in New York City, pled guilty to conspiring to commit securities fraud in connection with two other hedge funds Jadis Capital managed. [read post]
5 Aug 2019, 7:56 am
Press Announcement Guidehouse, a portfolio company of Veritas Capital (“Veritas”) and leading provider of management consulting services to government clients, today [August 2, 2019] announced it entered into a definitive agreement to acquire Navigant Consulting, Inc. [read post]
19 Oct 2020, 11:16 am
The CFPB announced last week that it has entered into a settlement of the lawsuit it filed in September 2020 against Encore Capital Group, Inc., Midland Funding, LLC, Midland Credit Management, Inc., and Asset Acceptance Capital Corp. alleging that the defendants engaged in various unlawful practices in violation of the FDCPA, the CFPA, and a 2015 administrative consent order between the defendants and the CFPB. [read post]
9 Nov 2010, 10:05 pm
Mann Bracken LLC , Professional Recovery Services Inc, Receivable Management Inc, Capital Management, Frederick J Hanna and Associates PC, Zwicker and Associates, Hemar and Rousso, are some of the debt collectors that I have had to deal with the most in terms of law suits or law debt collection activities. [read post]
10 May 2018, 5:19 pm
Brown Realty Inc. as a senior member of the company’s investment management and capital markets group. [read post]
20 Aug 2018, 3:47 pm
Up to 60 brokerage firms have sold the GPB funds, including Advisor Group broker-dealers Sagepoint Financial Inc., FSC Securities Corp., Royal Alliance Associates, Inc., and Woodbury Financial Services Inc. [read post]
2 May 2024, 12:35 pm
He was affiliated with firms like RBC Capital Markets, UBS Financial Services Inc., and Citigroup Global Markets Inc. [read post]
