Search for: "Capital One Services, Inc." Results 141 - 160 of 2,674
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
5 Jan 2016, 6:20 am by MBettman
Barclay’s Capital Real Estate, decided in 2013, the court held that the definition of consumer transaction in R.C. 1345.01(A) was limited to the parties to the transaction, not those who provide ancillary services, in that case, mortgage servicers. [read post]
On October 3, 2012 the SEC charged Chicago-based registered investment adviser, GEI Financial Services, Inc. [read post]
27 Mar 2015, 12:02 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:Cambridge Investment Research Inc., an independent broker-dealer, is expanding a current offering by a sister company, Continuity Partners Group to provide capital for succession planning and acquisitions to its affiliated advisers.Cambridge Investment Research has seen steady growth over the past dozen years and, with $650 million in total revenues in 2014, is one of the 10 largest independent broker-dealers in the… [read post]
7 Jun 2014, 11:19 am by James Hamilton
BlackRock pointed out that it has a pan-European client base serviced from 22 offices across the continent. [read post]
2 Nov 2015, 12:11 pm by Rebecca Tushnet
Capital Connect, Inc., 2015 WL 6549277, No. 3:15-CV-2252 (N.D. [read post]
8 Sep 2017, 3:18 am by Liz Dunshee
—a venture capital arm of online retailer Overstock.com Inc. that invests in blockchain companies—plans to become one of the early adopters. [read post]
11 Oct 2016, 6:24 am
If you are in need of legal services, contact us to schedule a one-on-one consultation today. [read post]
2 Dec 2011, 1:27 pm by Harrison
Kelly notes that FINRA recently fined the former president of Capital Financial Services $10,000 related to the sale of Medical Capital and Provident Royalties. [read post]
9 Mar 2021, 2:31 pm by Iorio Altamirano
The fund’s investment objective is to provide investors long-term capital appreciation and current income. [read post]