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19 Nov 2023, 6:30 am
Examinations & Enforcement In this guide, we discuss the following topics from recent examinations and enforcement actions: (i) the calculation of management fees in the post-commitment period; (ii) allocation of expenses; (iii) the amended Marketing Rule; (iv) the Custody Rule; and (v) off-channel communications. [read post]
19 Nov 2023, 6:30 am
Examinations & Enforcement In this guide, we discuss the following topics from recent examinations and enforcement actions: (i) the calculation of management fees in the post-commitment period; (ii) allocation of expenses; (iii) the amended Marketing Rule; (iv) the Custody Rule; and (v) off-channel communications. [read post]
16 Nov 2023, 9:01 pm by renholding
. ― The changes eliminate elements of the 2019 Nonbank Designation Guidance that incorporated and addressed certain holdings of the MetLife v. [read post]
16 Nov 2023, 4:00 am by jonathanturley
The five-page State Department memo was signed by 100 State and U.S. [read post]
13 Nov 2023, 9:05 pm by renholding
”[19]The Interpretive Guidance states that the Council expects to “continue addressing most risks through its collaboration with primary financial regulators” and will base any nonbank financial company designation on “data-driven analysis that reflects the distinctive aspects of the company, its market, and its existing regulation. [read post]
13 Nov 2023, 1:45 am by INFORRM
Last Week in the Courts On Monday 6 November 2023, there was a statement in open court in the case of Packham v Fieldsports Channel & O’Rourke KB-2023-000965. [read post]
9 Nov 2023, 9:01 pm by renholding
The legal system of the United States has its roots in the laws of England. [read post]
6 Nov 2023, 1:11 am by INFORRM
 On 1 and 2 November 2023, the UK Supreme court (Lords Reed, Sales, Hamblen, Burrows and Richards) heard the appeal in the case of Mueen-Uddin v Secretary of State for the Home Department. [read post]
3 Nov 2023, 3:01 pm by Daniel J. Gilman
There is a long tradition that democracies have of protecting their vital communications channels. [read post]
31 Oct 2023, 5:17 am by Will Baude
[with implications for the pending Supreme Court case of United States v. [read post]