Search for: "Citigroup,Inc."
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28 Oct 2009, 11:25 pm
Citigroup was ordered to pay a $150,000 fine. [read post]
24 Aug 2011, 12:01 pm
In its most recent securities filing, Citigroup Inc. disclosed that the U.S. [read post]
7 Nov 2016, 1:29 pm
Citigroup Global Markets, Inc., … Continue reading Ninth Circuit Disapproves of Imposter Arbitrators → [read post]
26 Jul 2010, 9:07 pm
Citigroup Inc. said its free U.S. mobile-banking application for Apple Inc. [read post]
6 Mar 2015, 2:57 pm
The Financial Industry Regulatory Authority’s (“FINRA”) February 2015 disciplinary actions release reported that on December 9, 2014, Citigroup Global Markets, Inc. [read post]
5 Oct 2014, 5:08 pm
Citigroup Inc., No. 9587, final report issued (Del. [read post]
21 Oct 2011, 6:29 am
Wall Street fraud related to so-called mortgage-backed securities, collateralized debt obligations (CDO) or mortgage bonds has now resulted in fines exceeding one (1) billion dollars, after Citigroup Inc. yesterday agreed to settle SEC civil fraud charges for $285 million. [read post]
18 Sep 2013, 8:58 am
A Financial Industry Regulatory Authority (FINRA) arbitration panel ruled that Citigroup Inc. [read post]
25 Nov 2011, 8:42 am
A Thursday, November 24, 2011 article from Bob Van Voris on Bloomerg.com states that Citigroup Global Markets, Inc. may have to pay more than the proposed $285 million settlement with the SEC to satisfy Judge Jed Rakoff that the accord is fair. [read post]
15 Dec 2014, 9:26 am
Citigroup, Inc. has reportedly agreed to pay a $3 million fine for failing to properly deliver prospectuses to some customers. [read post]
15 Mar 2012, 10:54 am
Citigroup Global Markets, Inc, CA-2, No. 11-5227, March 15, 2012)The panel had no reason to doubt the SEC’s representation that the settlement it reached is in the public interest. [read post]
6 Aug 2012, 2:41 pm
UBS Financial Services Inc. v. [read post]
22 Oct 2009, 9:38 am
(AIG); Citigroup Inc.; Bank of America Corporation; Chrysler Group, LLC; General Motors Company; General Motors Acceptance Corporation Financial Services (GMAC) and Chrysler Financial. [read post]
16 Oct 2012, 4:05 pm
Some inside Citigroup considered their relationship to be an obstacle. [read post]
20 Aug 2012, 10:10 am
Citigroup Global Markets, Inc., 11-5227-CV, CA-2)In March of this year, a Second Circuit panel stayed the district court proceedings after concluding that the SEC and Citigroup have a strong likelihood of success in their appeal of and effort to overturn the district court’s ruling. [read post]
15 Mar 2012, 8:35 am
This morning, the Second Circuit's Motion Panel granted the SEC's motion to stay the District Court proceedings in the litigation against Citigroup Global Markets, Inc. while the appellate court considers whether it should set aside Judge Rakoff's decision refusing to approve the settlement between the parties. [read post]
9 Feb 2012, 8:00 pm
., Wells Fargo & Company, Citigroup Inc. and Ally Financial Inc. [read post]
11 Oct 2011, 9:27 am
Oct. 6 (Bloomberg) -- A Citigroup Inc. unit sued two Saudi investors seeking to block Financial Industry Regulatory Authority arbitration of their $383 million claim that the bank “wiped out” their family’s wealth. [read post]
8 Mar 2009, 8:17 am
The Delaware chancery court has decided two very important cases arising out of notorious cases of managerial malfeasance or neglect - In re Citigroup Inc Shareholder Derivative Litigation, decided February 24, and American International Group, Inc. [read post]
3 May 2012, 8:15 pm
(WFC), UBS AG (UBSN), Morgan Stanley (MS), and Citigroup Inc. [read post]
