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13 Dec 2019, 6:00 am
Senate Testimony by SEC Chairman Clayton on “Oversight of the Securities and Exchange Commission” Posted by Jay Clayton, U.S. [read post]
7 Feb 2020, 6:00 am
Securities and Exchange Commission, on Saturday, February 1, 2020 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, Risk, Risk disclosure, SEC, SEC rulemaking, Securities regulation, Sustainability Statement by Chairman Jay Clayton on Proposed Amendments to Modernize and Enhance Financial Disclosures Posted by Jay Clayton, U.S. [read post]
1 Sep 2020, 3:35 pm
Chairman Clayton and the two Republican Commissioners view the rules as an important first step toward modernizing the definition and expanding access to private capital markets. [read post]
21 Jun 2019, 7:40 am
I am grateful to Chairman Giancarlo and Chairman Clayton for their work on this rule and our broader cooperation efforts. [read post]
9 Jul 2012, 7:01 am
Frank, sought leave to intervene to oppose the settlement and to seek dismissal of the lawsuit. [read post]
7 Jan 2020, 4:20 am
Before then, Overland Park Police Chief Frank Donchez had refused to release the officer’s name. [read post]
13 Dec 2019, 12:53 am
Thomas NYU Law’s Compliance & Enforcement blog Nearly ten years ago, following a global financial collapse spurred by serial wrongdoing, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
27 Jul 2017, 9:45 am
., and bassist Adam Clayton were all named as defendants in the Amended Complaint filed by British recording artist Paul Rose (“Rose”) in June of this year. [read post]
18 Jun 2009, 6:22 am
For example, the claim that the "IWF model ... is a success and is admired internationally" simply ignores the criticisms that have been voiced of the IWF model by observers such as Lilian Edwards, Frank Fisher, Richard Clayton (pdf) and others.In part, this flows from a second problem with the report - it doesn't differentiate between the role of the IWF in dealing with illegal material hosted in the UK (which is generally regarded as successful) with its role in… [read post]
7 Apr 2022, 11:49 am
Uyeda’s previous roles with the SEC include Senior Advisor to Chairman Jay Clayton and Acting Chairman Michael S. [read post]
13 Mar 2017, 4:46 pm
” All else equal, it seems likelier that priority of the agency under Clayton would be more toward regulatory and finance issues, rather than toward enforcement issues. [read post]
2 Mar 2020, 8:18 am
Building upon the majority’s emphasis during the first session of the 116th Congress on consumers and investors, the majority said the SEC’s forthcoming budget should focus on enforcement, examinations, and finishing Dodd-Frank Act rulemakings. [read post]
17 Apr 2020, 5:55 am
Franks (London Business School), and Hannes F. [read post]
15 Apr 2018, 9:01 pm
Meat Export Federation Paul Clayton, U.S. [read post]
29 Mar 2019, 6:09 am
Rose, Sidley Austin LLP, on Sunday, March 24, 2019 Tags: Anti-corruption, CFTC, Commodities, Commodities Exchange Act, Dodd-Frank Act, DOJ, FCPA, International governance, Misconduct, SEC, Securities enforcement PE Professionals on the Boards of their Portfolio Companies Posted by Glenn West and Miae Woo, Weil, Gotshal & Manges LLP, on Monday, March 25, 2019 Tags: Boards of Directors, Books and… [read post]
20 May 2022, 6:30 am
Lucas, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, May 16, 2022 Tags: Delaware cases, Delaware law, Freezeouts, Joint ventures, Merger litigation, Mergers & acquisitions, Minority shareholders, Partnerships Proposed SEC Rule on Private Fund Advisers Posted by William W. [read post]
20 May 2022, 6:30 am
Lucas, Fried, Frank, Harris, Shriver & Jacobson LLP, on Monday, May 16, 2022 Tags: Delaware cases, Delaware law, Freezeouts, Joint ventures, Merger litigation, Mergers & acquisitions, Minority shareholders, Partnerships Proposed SEC Rule on Private Fund Advisers Posted by William W. [read post]
2 Aug 2019, 6:33 am
Niles, Wachtell, Lipton, Rosen & Katz, on Friday, July 26, 2019 Tags: Advanced notice, Boards of Directors, Classified boards, Delaware cases, Delaware law, Hedge funds, Shareholder nominations, Shareholder voting Remarks to the SEC Investor Advisory Committee Posted by Jay Clayton, U.S. [read post]
8 Jun 2018, 6:47 am
Securities and Exchange Commission, on Thursday, June 7, 2018 Tags: Banks, Dodd-Frank Act, Federal Reserve, Financial crisis, Financial institutions, Financial regulation, Hedge funds, Hedging, Investor protection, Moral hazard, Private equity, Proprietary trading, Risk, Securities regulation, Systemic risk, Volcker Rule Statement at Open Meeting on Inter-Agency Proposal for Amendments to the Volcker… [read post]
15 Dec 2017, 6:13 am
Securities and Exchange Commission, on Wednesday, December 13, 2017 Tags: Accounting, Audits, Broker-dealers, External auditors, Investor protection, Oversight, PCAOB, Sarbanes–Oxley Act, SEC, Securities regulation Statement on Cryptocurrencies and Initial Coin Offerings Posted by Jay Clayton, U.S. [read post]
