Search for: "Clayton Frank"
Results 141 - 160
of 223
Sort by Relevance
|
Sort by Date
1 Dec 2017, 2:55 pm
This shift began shortly after Clayton commenced his term in May. [read post]
29 Nov 2017, 4:23 pm
This shift began shortly after Clayton commenced his term in May. [read post]
31 Oct 2017, 5:00 am
From July 2010 through December 2016, the Commission’s policy agenda was determined by what Piwowar called “the Dodd-Frank Death March. [read post]
27 Oct 2017, 6:01 am
Trotter, Latham & Watkins LLP, on Thursday, October 26, 2017 Tags: Board monitoring, Boards of Directors, Conflicts of interest, Disclosure, Foreign issuers, International governance, Mergers & acquisitions, Oversight, Related party transactions, Securities regulation The Hart-Scott-Rodino Act’s First Amendment Problem Posted by Scott Gant, Boies, Schiller, and Flexner LLP, on Thursday, October 26, 2017 … [read post]
3 Oct 2017, 10:24 am
” Chairman Clayton particularly focused on the simplification for rules under Regulation S-X and industry-specific disclosure requirements, and the reexamination of CEO pay ratio disclosure rules under Dodd Frank. [read post]
29 Sep 2017, 6:34 am
Securities and Exchange Commission Posted by Jay Clayton, U.S. [read post]
21 Sep 2017, 1:25 pm
The Securities and Exchange Commission has approved interpretive guidance to assist companies in their efforts to comply with the pay ratio disclosure requirement mandated by Section 953(b) of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [read post]
19 Sep 2017, 2:16 pm
I always have felt Judge Frank Easterbrook was stronger, more consistent, and more clear in his writing. [read post]
4 Sep 2017, 2:20 pm
Every year just after Labor Day, I take a step back and survey the most important current trends and developments in the world of Directors’ and Officers’ liability and D&O insurance. [read post]
23 Aug 2017, 6:09 am
Recently, the Securities and Exchange Commission revised its rule-making docket under newly appointed Chairman Clayton’s leadership and pushed all of the unfinished Dodd-Frank related rules (pay-for-performance disclosure, clawbacks and disclosure of hedging policies) and some additional governance rule-making (universal proxy cards and board diversity) to the back burner. [read post]
10 Aug 2017, 6:08 am
Many people seem to think that the new commissioner of the Securities and Exchange Commission, Jay Clayton, is likely to focus more on capital formation issues than the previous commissioner. [read post]
10 Aug 2017, 6:08 am
Many people seem to think that the new commissioner of the Securities and Exchange Commission, Jay Clayton, is likely to focus more on capital formation issues than the previous commissioner. [read post]
7 Aug 2017, 10:50 am
The SEC adopted the pay ratio disclosure rule in August 2015 to implement Section 953(b) of the Dodd-Frank Act. [read post]
31 Jul 2017, 12:21 pm
SEC Chair Jay Clayton submitted a six-page comment request asserting that the SEC should govern this regulatory space as provided by the Dodd-Frank financial reform law. [read post]
31 Jul 2017, 12:21 pm
SEC Chair Jay Clayton submitted a six-page comment request asserting that the SEC should govern this regulatory space as provided by the Dodd-Frank financial reform law. [read post]
27 Jul 2017, 9:45 am
., and bassist Adam Clayton were all named as defendants in the Amended Complaint filed by British recording artist Paul Rose (“Rose”) in June of this year. [read post]
24 Jul 2017, 3:34 am
Does this mean that the SEC doesn’t intend to ever proceed with adopting any of the outstanding Dodd-Frank rules that are still in the proposal stage? [read post]
21 Jul 2017, 6:04 am
Securities and Exchange Commission, on Friday, July 14, 2017 Tags: Algorithmic trading, Capital formation, Capital markets, Dark pools, High-frequency trading, Information environment, Market efficiency, Private firms, SEC, SEC enforcement, Securities Act, Securities regulation, Transparency SEC Chairman Clayton on His Agenda Posted by Ning Chiu, Davis Polk & Wardwell LLP, on Friday, July 14, 2017 … [read post]
19 Jul 2017, 4:27 pm
In addition, Congress blows hot and cold on securities litigation issues (compare the PSLRA to SOX and Dodd-Frank). [read post]
18 Jul 2017, 12:09 pm
” Although Dodd-Frank was not mentioned by name in this context, one cannot help but wonder how much the Chairman’s remarks were directed at that much maligned legislation. [read post]