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8 Apr 2021, 3:00 pm
Former SEC Chairman Jay Clayton and Director of the Division of Enforcement Stephanie Avakian both stepped down in recent months. [read post]
3 Nov 2020, 2:44 am
Here’s a link to all of the statements from the Commissioners and SEC Chair Jay Clayton. [read post]
26 Sep 2019, 11:10 pm
Background Memo from House Staff The Honorable Jay Clayton TestimonyThe Honorable Robert J. [read post]
9 Oct 2020, 7:49 am
Chairman Clayton also made it clear that these exemptions from registration will be very narrowly drawn, and this should help to ensure that their potential negative effects are limited. [read post]
23 Jan 2007, 8:54 am
Clayton, a partner at Paul, Weiss, Rifkind, Wharton & Garrison, writes that this is a time of change in patent law. [read post]
13 Sep 2019, 5:49 am
Levitin (Georgetown University), on Wednesday, September 11, 2019 Tags: Financial crisis, Financial regulation, Risk management, Securities regulation, Systemic risk, Underwriting Proxy Season Rising Demand for Board Oversight of ESG Posted by Peter Reali and Anthony Garcia, Nuveen, LLC, on Wednesday, September 11, 2019 Tags: Board composition, Board oversight, Boards of Directors, Diversity, ESG, Executive… [read post]
12 Aug 2010, 11:56 am
Olson, Mark Allen, Jacob Heefner, Carson Orwig, Lee Ahern, Paul Heiligman, Joel Osborn, Sharon Anderson, Andrea Ryan … [read post]
28 Jun 2007, 6:46 pm
David Livingston Funchess, 39, executed April 22, 1986, for the Dec. 16, 1974, stabbing deaths of the 53-year-old Anna Waldrop and the 56-year-old Clayton Ragan during a holdup in a Jacksonville lounge. [read post]
13 Feb 2023, 7:28 am
By Mark S. [read post]
3 Oct 2007, 10:04 am
Clayton County Judicial Circuit Contact: Nancy Parkhouse, ADR Office, Harold R. [read post]
11 Sep 2008, 6:52 am
Little Rock, AR 72205 Eaton, Lee Starritt 1841 Piedmont St. [read post]
1 Feb 2024, 4:00 am
Execution observers have detailed numerous executions gone awry, such as Oklahoma's 2014 execution of Clayton Lockett, during which Mr. [read post]
21 Jan 2013, 5:11 am
In 1969 the award winning book Still Hungry in America by Robert Coles (with photographs by Al Clayton) chronicled the poverty crippling the black community in the delta of Mississippi and focused on Belzoni. [read post]
24 Dec 2021, 6:26 am
Peregrine, McDermott, Will & Emery LLP, on Monday, December 20, 2021 Tags: Accounting, Accounting standards, Audits, Boards of Directors, Corporate fraud, External auditors, Financial regulation, Internal auditors, PCAOB, Sarbanes–Oxley Act, Securities regulation Corporate Implications from COP26 Posted by Lee Anne Hagel and Kilian Moote (Georgeson) and Harry Etra (HXE Partners LLC), on Monday, December 20, 2021 … [read post]
22 Mar 2021, 9:07 pm
Former SEC Chair Jay Clayton argues that investors should be free to invest their money in SPACs as long as sponsors properly disclose their incentives and conflicts. [read post]
29 Mar 2019, 3:00 am
abstract_id=3151893 SEC Employees to Get More Co-Workers, But Smaller Raises by Benjamin Bain Bloomberg The Wall Street regulator will add 100 people this year after lifting a hiring freeze, Clayton said in an email to staff this week. [read post]
3 Nov 2020, 9:06 pm
Securities and Exchange Commission (SEC) Chair Jay Clayton, urging the agency to mandate climate risk disclosure. [read post]
24 Aug 2018, 6:06 am
Springer, Gibson, Dunn & Crutcher LLP, on Wednesday, August 22, 2018 Tags: Banks, Capital requirements, Charter & bylaws, Consumer protection, Dodd-Frank Act, Financial institutions, Financial regulation, Financial technology, OCC, Risk, Stress tests Statement on Investor Roundtables Regarding Standards of Conduct for Investment Professionals Rulemaking Posted by Jay Clayton, U.S. [read post]
10 Apr 2023, 9:05 pm
Louis, and Alminas Žaldokas, associate professor of finance and Lee Heng Fellow at Hong Kong University of Science & Technology. [read post]
23 Feb 2018, 6:14 am
Coxe, Cleary Gottlieb Steen & Hamilton LLP, on Wednesday, February 21, 2018 Tags: Cybersecurity, Disgorgement, DOJ, Financial technology, ICOs, Insider trading, Private equity, SEC, SEC enforcement, Securities regulation, Supreme Court Delaware Court Ruling on Trading Price and Fair Value Appraisal Posted by David Berger, Brad Sorrels, and Phillip Sumpter, Wilson Sonsini Goodrich & Rosati, on Wednesday, February 21, 2018 … [read post]
