Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING"
Results 141 - 160
of 278
Sorted by Relevance
|
Sort by Date
21 Apr 2014, 2:44 pm
Stafford v. [read post]
25 Mar 2021, 5:00 am
They were charged with knowingly and intentionally devising a scheme to defraud other precious metals futures traders on the Chicago Mercantile Exchange (CME’s) Commodity Exchange, Inc. [read post]
22 Apr 2012, 10:15 pm
The Investment Company Institute and the Chamber of Commerce of the United States sued the Commodities Futures Trading Commission (CFTC) under the Administrative Procedure Act (APA) and the Commodities Exchange Act (CEA), according to the BLT (includes complaint). [read post]
3 Sep 2014, 11:37 am
LLC v. [read post]
15 Apr 2024, 9:56 am
Mekhail v. [read post]
21 Aug 2010, 9:29 am
Hedge Funds v. [read post]
2 Apr 2020, 4:14 pm
In Salzberg v. [read post]
21 Nov 2011, 7:43 am
" On October 31st, the Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC") jointly announced final rules relating to new reporting requirements for advisers of certain private funds, commodity pool operators and commodity trading advisors.2 The new rule will require filing of Form PF (for "private fund") by investment advisers registered with the SEC… [read post]
23 Apr 2012, 5:11 am
Witnesses include James Giddens, trustee of the Securities Investment Protection Act liquidation of MF Global Inc.; Louis Freeh, trustee for MF Global Holdings; Jill Sommers, commissioner of the Commodity Futures Trading Commission; Robert Cook, director of the Securities and Exchange Commission's Division of Trading and Markets; Richard Ketchum, president, chairman and CEO of the Financial Industry Regulatory Authority; and Terrence Duffy, executive… [read post]
21 Jul 2020, 3:38 pm
The Securities and Exchange Commission and Commodity Futures Trading Commission were created to enforce federal securities and commodities laws, maintain fair markets, and protect investors and traders. [read post]
28 Apr 2010, 5:00 am
As such, F agrees to make a series of fixed payments to V in exchange for V’s promise to pay F any amount above the current interest rate of the note, should the rate increase. [read post]
12 Jul 2013, 12:12 pm
Limitations, CFTC Considerations and Fund Advertising Since February 2012, when the Commodity Futures Trading Commission (“CFTC”) rescinded Rule 4.13(a)(4), most private funds have relied upon the de minimus exemption of Rule 4.13(a)(3) in order to be exempt from CFTC registration. [read post]
11 May 2012, 6:27 pm
The securities action, which restrains Michael McNerney from future securities violations, is SEC v. [read post]
3 Jan 2020, 9:05 pm
“If Congress is going to regulate sports betting, Congress must do so directly via conferral of regulatory power to a federal agency like the Commodity Futures Trading Commission, Federal Trade Commission, or Securities and Exchange Commission,” he concludes. [read post]
6 Apr 2022, 4:37 pm
Commodities Futures And Trading Commission (“CFTC”). [read post]
28 Apr 2023, 9:05 pm
Other policymakers have argued that some digital assets are subject to regulation by the Commodity Futures Trading Commission (CFTC), which regulates derivatives markets. [read post]
15 Jan 2014, 12:11 am
However, as with making a trade in the stock market, for larger currency exchanges, the banks will post two different prices: the bid price and the offer (or ask) price. [read post]
23 Jul 2018, 1:02 pm
The Commodities and Futures Trading Commission (CFTC) has asserted enforcement authority over cryptocurrency due to the IRS classification as a “commodity” and has brought several enforcement actions under its enforcement authority regarding commodities trading, for example for fraud and misappropriation in connection with purchases and trading of the virtual currencies Bitcoin and Litecoin (C.F.T.C. v. [read post]
23 Jan 2012, 8:53 am
(Randy Barnett) In Marbury v. [read post]
16 Jul 2021, 1:29 pm
(S.E.C. v. [read post]
