Search for: "Commodity Futures Trading Commission"
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27 Jan 2011, 1:47 pm
The SEC has posted on its website Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF, joint proposed rules with the Commodity Futures Trading Commission. [read post]
27 Jun 2023, 6:58 am
The Commodity Futures Trading Commission (CFTC) is encouraging whistleblowers to step forward and assist with their enforcement… The post Calling All Whistleblowers: CFTC Issues Alert for Carbon Market Commodity Exchange Act Violations appeared first on TZ Legal - Fraud Fighters. [read post]
14 Dec 2023, 12:42 pm
Commodity Futures Trading Commission for its conduct, and the DOJ will credit that amount as well. [read post]
12 May 2012, 3:07 pm
Commodity Futures Trading Commission ("CFTC") and consequential regulatory overhaul of the U.S. derivatives markets, many offshore investment funds and their advisers have expressed an interest in available exemptions from the registration requirements that apply to a commodity pool operator (CPO) or a commodity trading advisor (CTA). [read post]
29 Mar 2007, 10:30 am
At a hearing discussing the budgetary needs of the Commodity Futures Trading Commission, Senator Richard Durbin voiced concerns that President Bush's 2008 budget request for the CFTC would not be enough to meet the regulatory agency's key needs to allow it to function effectively. [read post]
9 Apr 2007, 12:46 pm
The Commodity Futures Trading Commission filed enforcement actions in the U.S. [read post]
13 Jun 2016, 6:47 am
Commodity Futures Trading Commission announced that the comment period for certain aspects of Regulation Automated Trading will be reopened between June 10, 2016 and June 24, 2016. [read post]
8 Mar 2018, 3:01 pm
Commodity Futures Trading Commission (CFTC) had jurisdiction to regulate a cryptocurrency business represents the first opinion from a federal court affirming the CFTC’s jurisdiction to regulate virtual currency spot and derivative markets. [read post]
18 Jul 2017, 9:00 am
When investigating potential wrongdoing, government investigators have powerful tools that they can use to obtain information. [read post]
31 Dec 1969, 4:00 pm
The Internet recently erupted with news reports and law firm legal alerts broadcasting the endorsement by a federal court of the Commodity Futures Trading Commission’s (CFTC) position that virtual currencies (a/k/a cryptocurrencies) are commodities subject to CFTC oversight pursuant to the Commodities Exchange Act (CEA). [read post]
3 Apr 2012, 9:24 am
[JURIST] The US Commodity Futures Trading Commission (CFTC) [official website] on Monday filed charges [complaint, PDF; press release] in the US District Court for the Southern District of New York against the Royal Bank of Canada (RBC) [corporate website] alleging that the bank was involved in an illegal futures trading scheme known as "wash trading" from 2007-2010. [read post]
13 Mar 2012, 1:36 pm
The Commodities Future Trading Commission (CFTC) has adopted a final rule that makes several amendments to Regulation 4.5, which relates to commodity pool operators. [read post]
12 Jul 2018, 9:19 am
Major breakthrough for whistleblowers reporting commodity frauds WASHINGTON, D.C. | July 12, 2018—The Commodity Futures Trading Commission (CFTC) today announced its largest whistleblower award to-date in a commodity fraud case. [read post]
22 Feb 2012, 5:01 pm
The Commodity Futures Trading Commission is considering policy changes that include a plan to allow customers to trade through futures brokerage firms without keeping their excess cash there. [read post]
2 Mar 2009, 9:58 am
An Illinois attorney has been charged with ethics violations in connection with his conduct as managing member of Tsunami Capital LLC. the entity was registered with the Commodity Futures Trading commission as a commodity pool operator and trading advisor. [read post]
21 Mar 2016, 11:43 am
Commodity Futures Trading Commission approved a final rule that eliminated certain requirements “for trade option counterparties that are neither swap dealers nor major swap participants[.] [read post]
8 Nov 2021, 1:38 pm
The Securities and Exchange Commission today charged United States Oil Fund LP, an exchange-traded product (ETP), and its general partner United States Commodity Funds LLC for misleading statements about limitations imposed by its sole futures commission…Read the Full Press ReleaseHave a securities law question? [read post]
17 Jul 2012, 7:29 pm
Commodity Futures Trading Commission is charging TC Credit Service, LLC, doing business as Del-Mair Group, LLC), and its owner Christopher D. [read post]
5 Apr 2021, 6:03 am
The Commodity Futures Trading Commission today issued an order filing and settling charges against digital asset exchange operator Coinbase Inc., based in San Francisco, California, for reckless false, misleading, or inaccurate reporting as well as wash trading (Entering into, or purporting to enter into, transactions to give the appearance that purchases and sales have been […] The post CFTC orders Coinbase Inc. to pay $6.5 million for misleading… [read post]
22 Nov 2010, 10:25 am
Over the weekend, the Washington Post unveiled a fairly blistering article about the Commodity Futures Trading Commission, the administrative agency charged with regulating and policing the commodities market. [read post]
