Search for: "Credit Suisse Financial Corporation"
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30 Jul 2014, 9:01 pm
The husband is a Risk Manager at Credit Suisse Securities, LLC, residing in a condominium in White Plains, New York. [read post]
27 Mar 2007, 1:23 pm
., where Respondents engaged in transactions with a public corporation with no legitimiate business or economic purpose except to inflate artifically the public corporation's financial statements, but where Respondents themsleves made no public statements concerning these transactions.In the case below, In re Charter Communications, Inc. [read post]
23 Oct 2008, 6:42 pm
We also represent several corporations which purchased CDO Auction Rate Securities through indicted Credit Suisse brokers Julian Tzolov and Eric Butler. [read post]
13 Feb 2012, 3:40 pm
Hence, COMCO has opened an investigation against UBS and Credit Suisse, as well as against more than ten foreign financial institutes and other companies. [read post]
1 May 2010, 7:15 am
The very possibility of a corporate turnaround has encouraged investors to take risk in buying discounted equity and debt in restructurings, where there would be far less interest in asset trading in liquidations. [read post]
19 Mar 2008, 8:07 am
Frank Quattrone, former investment banker at Credit Suisse in New York * Accusation: Prosecutors said Quattrone hindered the government’s investigation of Zurich-based Credit Suisse, Switzerland’s second-largest bank, by endorsing a subordinate’s e-mail that advised employees to “clean up” their files. [read post]
17 Mar 2008, 7:00 am
Several other U.S. and international banks are also building carbon credit portfolios and offering brokerage services for clients, including Barclays plc, Citigroup, Credit Suisse, Deutsche Bank, Merrill Lynch and Morgan Stanley. [read post]
2 Aug 2012, 8:01 pm
MSCI ESG Research, Credit Suisse and WWF recently conducted a joint-webinar and ESG research survey to evaluate key E&S issues in the food sector, assess their effect on commodity prices and discuss their impact on the risk/return profile of securities and portfolios. [read post]
1 Dec 2011, 1:58 pm
Credit Suisse Securities (USA) LLC 406.6M Kajeet Inc. v. [read post]
1 Feb 2023, 2:39 pm
But 2022 took on a more traditional bent, with the SEC and CFTC hammering large financial institutions, Big Four accounting firms, and major corporations with billions of dollars in penalties and restitution. [read post]
15 Jun 2019, 12:55 pm
Timothy Joseph Croak has spent 41 years in the securities industry, has been registered with UBS Financial Services Inc. in New York, NY since November 24, 2015, FINRA notes, and has also been registered with the following firms: Credit Suisse Securities LLC, New York, NY— January 17, 2003 until December 18, 2015Donaldson, Lufkin, & Jenrette Securities Corporation, Jersey City, NJ— May 22, 1990 until January 17, 2003Finally, it is important to… [read post]
27 Feb 2007, 12:19 pm
., a Credit Suisse Group unit, as well as other individuals and companies, approved a fraudulent transaction that had been executed by James River Corp., Crown's parent company at the time. [read post]
4 Jan 2012, 8:56 am
DeNunzio, vice chairman of Credit Suisse's mergers and acquisitions group. [read post]
13 May 2010, 12:55 pm
Separately, New York Attorney General Andrew Cuomo has launched a second probe of Goldman Sachs, Morgan Stanley, Deutsche Bank, Credit Suisse, Citigroup, UBS, Credit Agricole, and Merrill Lynch (now owned by Bank of America) regarding whether those Wall Street firms provided misleading information to credit rating agencies in order to obtain inflated ratings for CDOs. [read post]
12 Apr 2018, 6:00 am
Citi and Credit Suisse advised on the fundraising and stayed on as brokers to EN+. [read post]
11 Oct 2007, 5:30 am
§ 1343, arising from misleading and false statements made during a due diligence conference telephone call with Credit Suisse to obtain $75 million in financing. [read post]
11 Oct 2007, 5:30 am
§ 1343, arising from misleading and false statements made during a due diligence conference telephone call with Credit Suisse to obtain $75 million in financing. [read post]
3 Jun 2011, 5:00 am
Benmosche serves on the board of Credit Suisse Group AG, Christopher S. [read post]
10 Jun 2014, 5:00 am
See In re Credit Suisse, Securities Act Release No. 9589 (May 19, 2014). [read post]
22 Jul 2021, 6:13 am
This has led to at least one securities class action, with a Credit Suisse investor alleging that the bank’s operational weaknesses led to billions of dollars in losses.Human capital and diversity. [read post]
