Search for: "Credit Suisse Securities LLC"
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28 Nov 2011, 6:17 am
Tuesday, November 29, 2011 10-1261 CREDIT SUISSE SECURITIES, ET AL. v. [read post]
11 Nov 2011, 1:20 am
Hicks (“Hicks”) and Locust Offshore Management, LLC (“LOM”). [read post]
21 Oct 2011, 7:44 am
”The SEC has also instituted settled administrative proceedings against Credit Suisse Asset Alternative Capital, LLC (CSAC), Credit Suisse Asset Management, LLC , and the Credit Suisse protfolio manager responsible for the transaction, based on their conduct in the Class V III transaction. [read post]
4 Sep 2011, 2:05 pm
Credit Suisse Holdings (USA), Inc. 7. [read post]
2 Sep 2011, 3:14 pm
Countrywide Financial Corporation Credit Suisse Holdings (USA), Inc. [read post]
1 Jul 2011, 2:00 am
The case is styled as Credit Suisse Securities (USA) LLC v. [read post]
28 Jun 2011, 7:53 am
Credit Suisse Securities (USA) LLC, No. 09-35262 (9th Cir. [read post]
27 Jun 2011, 5:12 pm
The case is styled as Credit Suisse Securities (USA) LLC v. [read post]
27 Jun 2011, 8:41 am
In addition to the cases listed below, the Court also granted cert. in No. 10-1261, Credit Suisse Securities LLC v. [read post]
15 Jun 2011, 8:37 pm
Credit Suisse Securities (USA) LLC, 2d Cir., No. 10-3847-cv, 6/2/11, the US U.S. [read post]
7 Jun 2011, 12:05 pm
Credit Suisse Securities (USA), LLC, Docket No. 10-3847-cv (2d Cir. [read post]
4 Jun 2011, 9:03 pm
Credit Suisse Securities (USA), LLC, Docket No. 10-3847-cv (2d Cir. [read post]
31 May 2011, 6:26 am
The Financial Industry Regulatory Authority has hit Credit Suisse Securities LLC with a $4.5 million fine and Merrill Lynch with a $3 million fine for not properly representing data and supervising the residential subprime mortgage securitizations they sold.The fines, which were announced by independent regulator FINRA on Thursday, were for improper handling that took place at the firms in 2006 [read post]
27 May 2011, 8:45 am
The Financial Industry Regulatory Authority (FINRA) has fined Credit Suisse Securities (USA) LLC $4.5 million, and Merrill Lynch $3 million. [read post]
26 May 2011, 1:55 pm
FINRA announced today that it fined Credit Suisse Securities (USA) LLC $4.5 million, and Merrill Lynch $3 million for misrepresenting delinquency data and inadequate supervision in connection with the issuance of residential subprime mortgage securitizations (RMBS). [read post]
11 May 2011, 6:51 am
Madoff Investment Securities Inc. [read post]
17 Apr 2011, 12:39 pm
Policy, and the Future of Innovation- The Honorable Robert Grady | Chair of the New Jersey Council of Economic Advisors; Chair of the State of New Jersey Investment Council, Division of Investment; Managing Director of Cheyenne Capital Sponsored by: Trading Technologies 2:00-2:30 Institutional Marketing in Europe- Cecilia Mortimore de Santa Cruz | Director of Capital Services, Credit Suisse Securities LLC Sponsored by: Michael Coglianese CPA, P.C. 2:30-3:00… [read post]
22 Mar 2011, 4:28 am
The impact on corporate cash, balance sheets and income, however, is expected to be significant.For example, in a report by Credit Suisse dated May 18, 2007, entitled "Peeking Behind the Tax Curtain", Credit Suisse analyzed just 361 companies in the S&P 500 and found a total of $141 billion in unrecognized tax benefits for uncertain tax positions identified pursuant to FIN 48. [read post]
9 Mar 2011, 12:15 pm
[5] Credit Suisse Securities (USA) LLC v. [read post]
8 Mar 2011, 1:08 am
That loan was subsequently sold to Credit Suisse First Boston Mortgage Securities Corp., which then contributed the loan to a trust for purposes of including it in a portfolio of loans to be securitized through the issuance of commercial mortgage-backed securities (or CMBS). [read post]
