Search for: "D & D Management and Investement, LLC"
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8 Jul 2022, 6:29 am
Senators Posted by Senator Brian Schatz (D-HI), Senator Elizabeth Warren (D-MA), and Senator Sheldon Whitehouse (D-RI), on Tuesday, July 5, 2022 Tags: Climate change, ESG, Lobbying, Materiality, Regulation S-K, SEC, SEC rulemaking, Securities regulation, Sustainability 2022 Say on Pay & Proxy Results Posted by Todd Sirras, Austin Vanbastelaer, and Justin Beck, Semler Brossy LLC, on Wednesday, July 6,… [read post]
8 Jul 2022, 6:29 am
Senators Posted by Senator Brian Schatz (D-HI), Senator Elizabeth Warren (D-MA), and Senator Sheldon Whitehouse (D-RI), on Tuesday, July 5, 2022 Tags: Climate change, ESG, Lobbying, Materiality, Regulation S-K, SEC, SEC rulemaking, Securities regulation, Sustainability 2022 Say on Pay & Proxy Results Posted by Todd Sirras, Austin Vanbastelaer, and Justin Beck, Semler Brossy LLC, on Wednesday, July 6,… [read post]
1 Jul 2022, 1:57 pm
Andrew Langroudi, and Gregory Mazares (Investors)Seed Round funding of more than $1M. (+) 7-March-22L2 ServicesEmpire Technologies Risk Management Group 3-March-22ThoughtTraceThomson ReutersDefinitive Agreement to Acquire 24-February-22Hold360 and Request360 from Congruity 360DISCO 24-February-22Cybersecurity and Data Protection Practice of Palmeiro & PlattEmpire Technologies Risk Management Group 26-January-22U.S. eDiscovery Retreat Programs (From Sub-Four Capital)The CJK… [read post]
1 Jul 2022, 12:30 pm
The FBI raids homes and offices of Milwaukee investment fund managers and seizes, among other things, rare gems and minerals. [read post]
23 Jun 2022, 12:54 pm
Emerson Equity, LLC, was the managing broker for GWG. [read post]
15 Jun 2022, 11:04 am
“We believe there are many more investors who have suffered losses due to unsuitable investment recommendations in GWG L Bonds who don’t realize they have recourse, or may be unaware of any wrongdoing,” said D. [read post]
8 Jun 2022, 9:01 pm
Best Execution Fourth, I’d like to turn to best execution. [read post]
7 Jun 2022, 5:12 am
“We believe there are many more investors who have suffered losses due to unsuitable investment recommendations in GWG L Bonds who don’t realize they have recourse, or may be unaware of any wrongdoing,” said D. [read post]
3 Jun 2022, 7:18 am
The White Law Group announces the filing of a FINRA arbitration claim against Arete Wealth Management for investment losses involving high-risk GWG L Bonds and other alternative investments. [read post]
2 Jun 2022, 7:30 pm
The Liquidity Bonds were being offered and sold to accredited investors as Reg D private placement investments. [read post]
1 Jun 2022, 1:44 pm
Before recommending an investment, a broker-dealer has a fiduciary duty to adequately disclose the risks involved in the investment and to perform the necessary due diligence to determine whether the investment is suitable for the investor.According to D. [read post]
30 May 2022, 7:07 am
Lanaia, and Eric D. [read post]
30 May 2022, 7:07 am
Lanaia, and Eric D. [read post]
30 May 2022, 7:07 am
Lanaia, and Eric D. [read post]
19 May 2022, 5:01 am
WSOU Investments LLC ( a patent monetization company) was the most active plaintiff in patent litigation last year. [read post]
29 Apr 2022, 10:37 am
Did your D. [read post]
29 Apr 2022, 6:27 am
Williams (York University), on Wednesday, April 27, 2022 Tags: Climate change, Environmental disclosure, ESG, Materiality, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Sustainability The Perils and Promise of ESG-Based Compensation: A Response to Bebchuk and Tallarita Posted by Ira Kay, Pay Governance LLC, on Wednesday, April 27, 2022 Tags: ESG, Executive… [read post]
29 Apr 2022, 6:27 am
Williams (York University), on Wednesday, April 27, 2022 Tags: Climate change, Environmental disclosure, ESG, Materiality, Rule 14a-8, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Sustainability The Perils and Promise of ESG-Based Compensation: A Response to Bebchuk and Tallarita Posted by Ira Kay, Pay Governance LLC, on Wednesday, April 27, 2022 Tags: ESG, Executive… [read post]
28 Apr 2022, 12:34 pm
Real USFL, LLC v. [read post]
