Search for: "D & S Management and Investement, LLC"
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20 Oct 2014, 2:16 am
See any WYHA's here? [read post]
24 Sep 2020, 5:09 pm
While Port shunned outside investment and kept Rocket Matter relatively small, Clio grew to become the 800-pound gorilla of practice management — a path capped last year by its $250 million Series D funding round, one of the largest investments ever for a legal technology company. [read post]
20 Jul 2023, 2:09 am
They must ensure that each investment recommendation that is made is suitable for the investor in light of the investor’s age, risk tolerance, net worth, financial needs, and investment experience. [read post]
14 Oct 2013, 3:32 am
Fast forward to 2008, when New York’s highest court construed RLPA § 121-1102(d) in Appleton Acquisition, LLC v. [read post]
1 Jun 2022, 1:44 pm
Daxton White, managing partner of The White Law Group, “It is unfortunate, but we believe that many more investors have suffered devastating losses due to the broker-dealer’s failure to supervise and don’t realize they have recovery options. [read post]
20 Jun 2019, 7:37 am
According to D. [read post]
2 Apr 2023, 6:00 am
Editor’s Note: Since beginning in November 2001 to track the number of publicly highlighted merger, acquisition, and investment (M&A+I) events in the eDiscovery ecosystem, ComplexDiscovery has recorded 540* M&A+I events. [read post]
26 Apr 2021, 3:19 am
Jacobowitz and Jacobson as managers certain information about the LLC’s business affairs. [read post]
23 Mar 2022, 6:36 am
“We believe there are many more investors who have suffered losses due to unsuitable investment recommendations who don’t realize they have recourse, or may be unaware of any wrongdoing,” said D. [read post]
29 Sep 2021, 10:40 am
The Risks of Investing in Reg D Private Placement Offerings Investments in private placement offerings typically have a higher level of risk than exchange-traded securities due to a number of factors: The age of the company, The company’s financial history the industry in which the company operates the experience of the company’s management, limited or nonexistent liquidity, … [read post]
21 May 2019, 2:00 pm
He also is the general partner of Winfield Capital GP LLC, Winfield Capital Partners’ investment manager. [read post]
19 May 2017, 12:16 pm
As of its successful 2011 bid to acquire part of ING, CBRE was the world’s largest real estate investment manager, according to Wikipedia. [read post]
22 May 2020, 8:19 am
The only agreements in this case were investment management agreements between Fairholme and its clients under which the client's delegated discretionary investment authority to the firm. [read post]
27 Oct 2011, 12:30 pm
According to Investment News, that’s nearly 40% of independent broker-dealers. [read post]
27 Mar 2013, 1:43 pm
EB-5 stakeholders must act to protect the integrity of the EB-5 investment market in the wake of the SEC fraud complaint against the International Regional Center Trust of Chicago, LLC. [read post]
16 Feb 2016, 4:50 pm
Carlyle Investment Management LLC (CIM) served as CCC’s investment manager pursuant to an investment Management Agreement (IMA). [read post]
21 May 2012, 2:57 am
Once again, let's put that theory to the test with the five Section 2(d) appeals set out below. [read post]
25 Sep 2018, 7:36 am
According to Roberts’ public diclsoures the broker was part of number of OBAs including IDLife, Ursus Wealth Management – a d/b/a entity for his LPL Financial business, Ursus and Company – a real estate management and construction company which Roberts claims is not investment related. [read post]
28 May 2012, 7:58 pm
Paron Capital Management LLC v. [read post]
15 May 2024, 1:49 pm
Riley Wealth Management for investment losses involving high risk alternative investments. [read post]
