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2 Jan 2011, 5:57 pm
On the last day of the 111th Congress, Senator Dick Durbin (D-Il) strongly defended the interchange fee reform provisions of Dodd-Frank Section 1075 against a growing chorus of concern and some criticism. [read post]
22 Mar 2009, 6:56 pm
House Ways and Means Chairman Charles Rangel (D-N.Y.) was not so lucky. [read post]
14 Sep 2010, 12:05 pm
TPMDC reports: In dismissing the rumor last night, though, Senate Banking Committee Chair Chris Dodd — who authored the law — claimed he’d never heard of the interim appointment power. [read post]
8 Nov 2011, 6:30 am
Tahyar and Gabriel D. [read post]
7 Feb 2011, 10:59 am
On January 25, 2011, the SEC proposed new amendments to conform the definition of “accredited investor” under Rule 215 of the Securities Act of 1933 and Rule 501 of Regulation D to requirements imposed by Congress under the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
26 Jan 2012, 11:43 am
In this regard, Chairman Lucas noted a letter sent by Senators Chris Dodd (D-CT) and Blanche Lincoln (D-AK) to House oversight chairs stating that the Dodd-Frank Act does not authorize federal regulators to impose margin on end users that use swaps to hedge or mitigate commercial risk. [read post]
2 Nov 2012, 11:52 am
Carter Glass (D-VA) and Chairman of the House Banking and Currency Committee Rep. [read post]
29 Aug 2007, 2:19 pm
Dodd: "Well, I'm not surprised and I'd be very resistant to that request. [read post]
22 Sep 2010, 9:01 pm
The legislation is sponsored by Judiciary Committee Chair Patrick Leahy (D-Vt) and has strong bi-partisan report. [read post]
27 Apr 2010, 10:07 am
The SEC would have 120 days after a Form D filing to review the offering. [read post]
26 Jan 2012, 5:57 pm
Section 619(d)(I)(F) of Dodd-Frank includes trading in an insurance company's general account as a permitted activity and, by its terms, exempts permitted activities from the proprietary trading ban. [read post]
18 Mar 2010, 4:30 pm
On March 15, 2010, Senator Christopher Dodd (D-CT) unveiled a revised draft of proposed legislation, the “Restoring American Financial Stability Act of 2010” (the “RAFSA”), for consideration by the Senate Committee on Banking, Housing, and Urban Affairs. [read post]
20 Oct 2011, 10:17 am
In a bi-partisan letter to the SEC, Senators Barbara Boxer (D-CA), John Boozman (R-AR) and Christopher Coons (D-DE), along with nine other Senators, urged the Commission to promptly implement Section 1502 of Dodd-Frank, the conflict minerals provision. [read post]
17 Oct 2013, 9:26 am
Giacoumakis, Case 1:13-vc-11791-RGS (D. [read post]
8 Sep 2008, 6:08 pm
Senator Arlen Specter (R-Pa.) and Senator Christopher Dodd (D-Conn.) filed a amicus curiae brief on Friday, September 5, 2008. [read post]
16 Jul 2012, 11:49 am
See Comment of Barry D. [read post]
16 Jul 2012, 11:49 am
See Comment of Barry D. [read post]
25 Feb 2011, 9:29 am
In a letter to the Fed, Senators Kay Hagan (D-NC) and Michael Bennet (D-CO) expressed concern that proposed regulations implementing the interchange fee provisions of Section 1075 of the Dodd-Frank Act might prevent small issuers from benefitting from the exemption set forth in the Act. [read post]
10 Jul 2012, 7:46 am
Investors Capital Corp., 767 F.Supp. 2d 225 (D. [read post]
16 Aug 2007, 6:04 am
I never expected to be supporting any of our fine Democratic candidates for President at this point, much less Senator Chris Dodd (D-CT). [read post]
