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15 Nov 2012, 12:32 am by Kevin LaCroix
  In August 2012, the five individuals filed their own separate lawsuit in the Eastern District of California against the bank’s D&O insurer. [read post]
5 Dec 2018, 4:28 pm by Kevin LaCroix
Coal’s D&O insurer, which defended the claim under a reservation of right. [read post]
5 Mar 2013, 12:05 am by Kevin LaCroix
  My concern is that under Judge Kane’s ruling, even this falsely accused individual could not look to his origination’s management liability insurer for a defense. [read post]
14 Jun 2022, 6:14 am by Jillian Witt
The organization's aim is to develop the capacity of individuals and communities across Quebec to work together to create democratic, healthy, resilient cities on a human scale. [read post]
11 Feb 2008, 11:54 am
Jon Tester (D-MT) told an audience at The Heritage Foundation that the Second Amendment is as plainly an individual right as the right to free speech, religion and assembly. [read post]
13 Oct 2010, 8:11 pm by Kevin LaCroix
  The insurers had denied coverage in reliance on the D&O policy’s money laundering exclusion. [read post]
6 Sep 2012, 1:53 am by Kevin LaCroix
Other banks may only carry so-called Side A only insurance, which covers individual directors and officers only and is only available when the corporate entity is unable to indemnify the individuals due to insolvency or legal prohibition. [read post]
23 Mar 2018, 10:10 pm by Christopher J. Gray
AFC III has made so-called Form D filings with the SEC since 2013 stating that AFC III qualifies for an exemption from registration of its securities offering under Rule 506(c), which allows for general solicitation of investors, such as through AFC III’s website and social media platforms, but limits sales to accredited investors. [read post]
30 Apr 2009, 3:14 am
After sending the D&O Questionnaire, the company's follow-up with respondents consists of: - Reviewing responses with all respondents individually - 1.8% - Reviewing some responses with respondents individually if questions or issues arise - 86.0% - Answering questions from respondents about particular questions or issues if they arise - 66.7% - Little or no interaction with the respondents - 10.5% 7. [read post]
31 Oct 2017, 5:35 pm by Kevin O'Keefe
I’d guess that most of the readers of this blog or Robert Ambrogi’s blog, both fourteen years old, would not remember the names of our blogs if asked – if asked, they say it’s Kevin O’Keefe’s or Bob Ambrogi’s blog. [read post]
7 May 2015, 3:35 am by Broc Romanek
Corporate Loan “Proxy Put” Provisions Trigger D&O Litigation Here’s an excerpt from this blog by Kevin LaCroix: In the face of increasing investor activism, companies have adopted a number of defensive measures. [read post]
23 May 2023, 11:14 pm by D. Daxton White
  The firm’s FINRA attorneys specialize in representing individuals related to securities, investments, and financial regulation. [read post]
Support for user-generated content empowers anyone with something useful to share with a means to participate in the organization’s L&D efforts. [read post]
9 Feb 2012, 4:09 am
The second day of the PLUS D&O Symposium began with a discussion of recent developments in D&O coverage. [read post]
29 Jan 2012, 8:20 am by Douglas Melcher
To read the JNC’s Press Release describing the backgrounds of these individuals, click here. [read post]
13 Sep 2009, 4:41 am
Tiaa-Cref Individual & Institutional Services LLC This matter was before the Court on Defendant’s Motion to Dismiss, following Plaintiff’s Acceptance of Offer of Judgment (”OJ”). [read post]
24 May 2024, 6:00 am by David Lillesand
  Florida ’s Agency for Health Care Administration (AHCA)response was to accept the CMS invitation to require Medicare Advantage plans seeking additional insureds was to require that they cannot solicit individuals who also had Medicaid into their D-SNP plans unless the private insurance company also became a Florida Medicaid Managed Care insurer. [read post]