Search for: "DAVID PIERCE"
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6 Aug 2019, 8:52 am
According to FINRA Disciplinary actions for July 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bender, Charles III Suntrust Investment Services, Inc JP Morgan Securities LLC Bingham, Daniel Essex Securities LLC Investors Capital Diehlman,… [read post]
11 Jul 2019, 10:34 pm
Similarly, David Pierce of the Wall Street Journal says that with the upcoming iPadOS, the iPad will be much more useful for getting work done. [read post]
3 Jul 2019, 1:01 am
David S. [read post]
1 Jul 2019, 12:40 pm
Legend Securities, Inc Torres, John JP Morgan Securities LLC Wells Fargo Bank Whiting, David Alternative Asset Investment Mgmt. [read post]
20 Jun 2019, 6:46 pm
Those candidates are:Aileen Cannon (AUSA, Fort Pierce)John Couriel (former AUSA, partner at Kobre Kim)David Leibowitz (former AUSA, general counsel Braman)Migna Sanchez-Llorens (former AFPD, state judge, Miami) Meenu Sasser (state judge, West Palm Beach)Michael Sherwin (AUSA, Miami)Thanks to a bunch of great tipsters, I now have the list of Rubio's interviewers:Co-Chairs:Carlos Lopez-Cantera and Manny KadreOther members:Georgina AngonesKendall CoffeyRenier Diaz de la… [read post]
18 Jun 2019, 12:00 pm
There has been a lot of speculation over the fifth and final open district court seat in this District,* which is slated for Fort Pierce. [read post]
5 Jun 2019, 6:00 am
In May 2018, President Trump withdrew the United States from the Iran nuclear deal—also known as the Joint Comprehensive Plan of Action (JCPOA). [read post]
23 May 2019, 1:39 pm
(CRD#:8174) of Palm Beach, FL, Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of West Palm Beach, FL, and Morgan Stanley DW Inc. [read post]
17 May 2019, 9:30 pm
" Recently posted over at Law and Political Society is the symposium Piercing the Monetary Veil. [read post]
25 Apr 2019, 11:59 am
Merrill Lynch, Pierce, Fenner & Smith Inc Bank of America, N.A. [read post]
18 Apr 2019, 9:01 pm
Pierce ruled Gillmor’s conflict-of-interest forms are related to her role as a politician and thereby qualify as “political works” that are protected speech under the anti-SLAPP statute. [read post]
12 Apr 2019, 8:22 am
According to FINRA Disciplinary actions for February 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Grossman, Robert David Lerner Associates, Inc National Planning Corporation Jacobowitz, Oded Securities America, Inc JP Morgan Securities LLC James, Garland Garden State Securities, Inc Global… [read post]
8 Apr 2019, 7:12 am
In this essay from the National Constitution Center’s Interactive Constitution, scholars David N. [read post]
26 Mar 2019, 6:44 am
Key Findings State and local governments have used car rental excise taxes to raise revenue, including for projects like stadium construction and amateur sports funding. [read post]
1 Feb 2019, 10:51 am
David Hess. [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip JP… [read post]
20 Jan 2019, 11:27 am
David Manor has been registered at the following firms: Wells Fargo Clearing Services, LLC, Boston, Massachusetts— August 8, 2016 to February 6, 2018Santander Securities, LLC, Brookline, Massachusetts— February 5, 2013 to January 7, 2013Merrill Lynch, Pierce, Fenner & Smith Inc., Boston, Massachusetts— June 29, 2012 to January 7, 2013Finally, it is important to note that, as of the date of this article, there has not been a finding of liability as to the… [read post]
11 Jan 2019, 9:55 am
Previous employment included Stanford Group Company from January to March 2009 and Merrill Lynch, Pierce, Fenner & Smith Inc. from March 2000 to Jan 2009. [read post]
8 Jan 2019, 1:30 pm
Hecht, co-head of the IP Group and New York office of Pierce Bainbridge Beck Price & Hecht LLP (“Pierce Bainbridge”). [read post]
8 Jan 2019, 1:00 am
Fuck you, David. [read post]
